Blog #81e. – Towards Transformative Approaches to Unjust Inequality.


Blog #81e. – Towards Transformative Approaches to Unjust Inequality.

Given that the conservative responses to unjust inequality essentially accept its existence, that the liberal  does something to ameliorate the results of unjust inequalities but does not address their causes, and that the progressive response does even more, but both within  severe limits that leave the production of such inequalities essentially untouched, and finally given that radical responses, although  they do address the causes of unjust inequality, are not  on the real world agenda anywhere in the world today, what can be nevertheless be done to achieve a more desirable handling of issues of equality than  our present system presents?

The suggestion here is to push for actions that are immediately possible, but that point transformatively to the more radical proposals necessary to eradicate unjust inequalities.. At least four modest but theoretically promising types of efforts in that direction are already under way, although their transformative potential is not always stressed: 1) transformative electoral activities; 2) transformative demands in the active day-to-day political arena; 3) transformative  pilot projects attempting to model in limited practice solutions  that would be radical if comprehensively adopted; and 4) transformative educational efforts involving teaching , research, writing, public debates, on the real sources of unjust  inequalities and the possible steps to their eradication – and the development of theory. These might be considered four fronts in the effort to tackle the unjust inequalities that characterize our present societies.

1)      Transformative electoral activities.

The progressive democratic-socialist campaign of Bernie Sanders for the presidency in the United States would be an example. If it is seen simply as a normal campaign for the election of a particular individual with a particular attractive platform, it may have limited impact, and may not survive a likely electoral loss. If the electoral campaign is seen as accompanied by a political revolution, as its rhetoric in fact proclaims is necessary, it points to broader and deeper issues, and opens the door to consideration of radical possibilities going beyond the progressive.

Historically , the record of radically-oriented national election campaigns  has not been good, although they have a long tradition behind them, just this  century, the Socialist Party, the Peace and Freedom Party, The Progressive Party, Jesse Jackson’s campaign, all had very limited influence.  Today, the Working Families Party is active in electoral campaigns in some states, but it remains small. In crass political terms, the experience seems to be that the more radical the platform the less effective the electoral impact. Efforts are beginning to evolve to have the Sanders campaign itself lead to some type of on-going organized involvement both in future elections and/or in current political issues. Whether it will be an exception to the rule remains to be seen.

2)      Transformative demands in the active day-to-day political arena

The individual issues that are fought over in any even formally democratic society usually center on specific concerns, but may or may not be seen as parts of more fundamental societal arrangements, and may then, very much context dependent, have a transformative impact.  The criticism of the role of money in political campaigns could point to a full public funding of campaigns, with limits on private money going far beyond simple calls for transparency. Calls for a $15 minimum wage may open the door to an on-going push for a livable wage and beyond, to a truly equitable distribution of compensation for work done, and minimums set on the basis of an expanded definition of what such a wage should provide. Single-payer insurance provision to cover the cost of health care could raise the question of whether health care should not from the get-go be free, not provided on a fee-for-service basis but as a public good, as basic public education is provided, or police or fire protection or the building of streets and highways. Modest proposals for participatory budgeting could raise the question of whether all budgeting decisions could not be made with grass-roots democratic involvement. Support for the creation of Community Land Trusts as owners of land could raise the question of simple public ownership of all land, as a natural resource.[1]

Keeping Liberal and Progressive proposals expanded to their radical fullest regularly in sight, while still getting ones hands dirty in the struggles to achieve what can be done day –too-day, would be a way of making many existing political efforts not only more appealing in the present but also transformative to what might be done in the future to fully end unjust inequality.

3)      Transformative pilot projects attempting to model radical alternatives.

The history of utopian communities is extensive and rich. They are rare today. But the attempt to try out radical ideas on a limited scale, with the transformative goal in mind of leading to their wide-spread and comprehensive adoption, remains important. Indeed, utopian thinking and puzzling out what ideal cities or countries or neighborhoods might look like is an exercise that might be more important now than ever, now that any new idea is likely to be met with the charge that nothing like that has ever been done before, where’s the data to support it, let’s stick to doing things that we know can be done in the world that we have, not the world we want. In limited practice, solutions that seem utopian might in fact be tested and shown to work on a small scale, and would be very radical if comprehensively adopted. The work of Gar Alperovitz and the Democracy Project,[2] and the New Economy efforts, are provocative. Learning from such efforts could indeed be transformative on the way to broader change.

But there are severe limits to most pilot models, involving, viability today in the here and now. Dangers lie in the context of a competitive profit-driven society, with constant down-ward pressures on wage to maintain financial viability. Even short-term, internal democracy in e.g. co-ops, and more, may end up at risk. And how the transition might be made from pilot project to its broader environment. The  temptation and often apparent necessity of building fortified silos of justice in a desert of unjust inequality  to broad social change is under-discussed.[3], [4] Pilot models are a good and helpful step towards a just and equal society, but do not inevitably lead us there.

4)      Educational efforts and the development of theory.

Most of those reading tis blog, and certainly its writer, have not been brought to concerns about the unjust inequalities discussed in these blogs by their own material deprivation, by the kinds of physical exploitation and immiseration that classic images of revolutionary subjects evoke. As this is written, The New York Times headlines a front-page story about “How the G.O.P Elites Lost the Party’s Base” and describes how “Working Class Voters Felt Ignored by Republican Leaders.” The Republican Party having deserted its “traditional blue-collar working class base—“its “most faithful voters, blue-collar white Americans.”[5] The descriptions set conventional social theory about class relations on its head.  But it reflects a current reality: the wide gap between undying material relationships of class and power, on the one hand, and the ideological interpretations and their psychological reflections that characterize so many political disagreements and rationalize the unjust inequalities that we see today. It is a gap that is ideologically, in the broad sense of the term, created, and it requires ideological counters if there is to be any hope of serious social change.

Ideological efforts to confront unjust inequalities have two aspects: one involving educational work, the other theoretical work.

Education is a somewhat awkward term for public information or savvy use of the media to tell a story, to convince readers or listeners or watchers, to convey the news in critical depth, to undo prejudices and stereotypes analyse conventional wisdoms. It may involve letters to the editor, journal articles, phone calls, panels, or, research, funded or not.

Theoretical work overlaps with the educational somewhat, but has a different audience and somewhat different audience: It may be educational, in the above sense, but it is also directed at those already concerned and active, and involve itself in clarify cause and effect relationships as a guide to strategy and tactics in ideological/political confrontations. Research of course has standard of logic and fact-finding that are necessary for credible work, but in the choice of subject matter and willingness to draw conclusions relevant to issues of equality that radical research show its usefulness. As the social psychological processes of one-dimensionalization grow in importance, the counter processes of logical analysis and exposure become ever more important.

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Transformative might thus be the name of such blended proposals aimed at dealing with unjust inequality in a politically feasible fashion. . It would characterize ideas, demands, program proposals, legislative actions, social movement demands, which would marshal political power behind immediate demands for liberal or progressive measures coupled with a consistent and open consideration of the political feasibility of forwarding the goals of the Radical approach and building the foundation for struggles for radical action

A Transformative approach would add a recurring footnote, as explicit as the political situation will allow, to Liberal and Progressive demands. It can help to maintain awareness of the depth of the problem of Unjust Inequality and of the need for each individual program and proposal to recognize that the ultimate goal is actually the elimination of Unjust Inequality altogether. It can help keep pressure on the arc of history to bend ever more towards social justice and just equality..

 

ds Transformative Approaches to Unjust Inequality.

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[1] For further examples of potentially transformative demands , see my Blog #30: Beyond Immediate Proposals: Some Transformative Provocations

[2] See http://garalperovitz.com/ and Gar Alperovitz “The Question of Socialism (and Beyond!) Is About to Open Up in These United States”, April 13, 2013 Truth out News Analysis

[3] For my own views of the potentials and limits of the pilot project approach see Marcuse, Peter. 2015 “Cooperatives on the Path to Socialism?” Monthly Review, vol. 66, No. 9, February, pp. 31-38

[4] For a further discussion, see also Blog# 58a: From Immediate Demands to Utopias via Transformative Demands

[5] March 28, p. 1.

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This blog is one of a set of five dealing with Unjust Inequality:

Blog #81a: What’s the Problem? Not Just Inequality

Blog #81b: Inequality: What’s the Answer? Economic or Racial? Conservative or Liberal-Clinton?

Blog #81c – From Clinton Liberal to Sanders Progressive Responses

Blog #81d – Inequality: A Radical Response

Blog #81e. – Towards Transformative Approaches to Unjust Inequality.

Blog #81c – From Clinton Liberal to Sanders Progressive Responses


 Blog #81c – From Clinton  Liberal to Sanders Progressive Responses

Hillary Clinton’s over-all approach could be seen as a major example of the liberal approach  to inequality, (see Blog #81b), and  Bernie Sanders’ could then be seen  is well on what might be called  the progressive side of liberal, although  stopping short of something more radical (see Blog #81d, forthcoming.). The Liberal and the Progressive share most of the same values, but differ in their political approaches, which I believe leads also to differences in the analysis used to undergird them. The Clinton Liberal approach aims at forming a broad coalition that would move towards consensus by minimizing areas of disagreement and conflict, seeking a practical majoritarian compromise on the liberal side of key disputes. The Sanders progressive approach is more confrontational, seeking a more populist base, and accepts the necessity to confront sharp clashes of interest in achieving its objectives.

Strategically, the Clinton liberal position hopes to avoid direct and painful confrontation with the prevailing structures of power, and hopes to redress unjust inequalities in the system through progressively oriented accommodation with those in power; on the radical side of progressive, the Sanders position is willing to attack the holders of power directly in moving towards the goal of reducing inequality. The liberal view focuses on lifting the lower 99%; seeing redistribution from the top 1% as a simply a means to that end; the progressive view also addresses the disparity between the 1% and the 99%, but sees it as per se unjust and needing redress at both ends. Higher taxes on the rich are seen as a means to help the poor, in the liberal view; in the progressive view, they are also seen as a way of remedying a fundamental unjust inequality. Whether the difference in political strategy leads to a difference in in analysis, or vice versa, in not an easily resolvable or particularly useful debate.

The Progressive response thus accepts the liberal proposals but goes further. It sees gross economic inequality, measured in terms of wealth and income, as being per se unjust. It agrees that poverty should be addressed, but sees poverty as requiring redistribution from the rich to the poor. Higher taxes on the rich are needed not only to keep the middle class safely in the middle and the poor above harmful poverty, but they are also needed  because the extreme wealth of the rich is itself unjust, unjustly acquired by inheritance or exploitation or oppression or pure luck, and it is socially just to reduce it. The quantitatively measured  inequality that we see today is wrong not only because it means the poverty of the poor at the bottom but also because it is linked to the immoral power of the rich, with the top 1% now controlling more wealth than all the bottom households (the bottom 50% or more; the figures vary) taken together. The wealth of the 1% needs to be used to achieve a just and sustainable equality.

Revolution is called for by some progressives, including Sanders, but on the political side as reforms to the electoral processes, and in the end the called-for measures on the two sides differ more in language and in extent than in basic values. A higher minimum wage is supported by both, although both implicitly agree that it can not be so high as to interfere with a reasonable profitability for businesses or entrepreneurship. Abolition of the wage relationship is not suggested by either, nor a recasting of the governmental role in the economy. Public regulation is seen on the liberal side as basically an undesirable necessity to be limited as far as possible; on the progressive side, it is accepted as inevitably needed and an extension of democracy. Redistribution is centrally involved in both; higher taxes are the conventional means to that end. Exploitation is inevitable, but can be moderated. Non-economic unjust inequality is wrong, but a large part of that inequality will disappear if economic inequality is addressed. Everyone in society will not agree to that solution; the rich will object to supporting the poor at their expense. Liberals believe it can and should be reasonably compromised; progressives see consensus as thus not likely, unanimity not achievable; conflict as inevitable

To generalize, the liberal response seeks to address quantitatively measured inequality at the distribution end, after it has been created in the economy, and sees such change as feasible through the existing political processes. The progressive response to quantitatively measured inequality is to address its unjust production in the economy, but within the basic structures of the existing economy, and sees political revolution as the necessary path to undermine that unjustly created inequality.

A radical response would go even further, and seek fundamental changes in existing economic structures. Since such changes do not seem to be imminent in most of the world today, a transformative approach might be a realistic way forward today (See #blog81 d and e , forthcoming).

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This blog is one of a set of five dealing with Unjust Inequality:

Blog #81a: What’s the Problem? Not Just Inequality

Blog #81b: Inequality: What’s the Answer? Economic or Racial? Conservative or Liberal-Clinton?

Blog #81c – From Clinton Liberal to Sanders Progressive Responses

Blog #81d – Inequality: A Radical Response

Blog #81e. – Towards Transformative Approaches to Unjust Inequality.

Blog #55a – Why is there Inequality? It’s no Mystery


Blog #55a – Why is there Inequality in the U.S.A.?

An Answer in 22 and 7 words.

Piketty showed, in 648 pages, that inequality is increasing long-term. It continued in the short term:

In 2009, figures were: average net worth, top 1%;   $16,439,400   bottom 20% minus $14,000

Total Net Worth[1]      Top 1 percent              Bottom 80 percent

1983       33.8%                   18.7%

2010       35.4%                   11.1

Why is this so?

The wrong answers:

1.     Because the need for higher education and more skills is growing. Wrong because:

  1. Access to higher education and skill training is controlled by the 1%. They support education that helps them produce profit, do not support that which could lead to criticism and organization for higher pay.
  2. And higher pay and greater net worth are more related to parents’ incomes, s4ector of the economy, e.g. financial, education, social work, art, than to training and skills.

Because it is just, and criteria for justice in the distribution of income is that a person works harder, contribute more to society, is smarter, needs more, is justly entitled to have more. Wrong because:

  1. Sitting in an office is not harder work than working on an assembly line or collecting garbage, but is paid more because hedge fund managers have more power than factory workers or garbage collectors.
  2. And hedge fund managers do not contribute more to society than social workers or teachers, in fact do major damage.
  3. And there is no evidence the 1% have higher innate IQ’s than the 99%.
  4. And the 1% have more than they need, most of the 99% less.
  5. And the 1% have vastly more than the 99% to begin with.

 

 

The right answer, in 22 words.

 

The 1% are rich because they profit by keeping the 99% poorer. There is only one pie to divide, whatever its size; if the 1% take more, the rest will take proportionately less..

Why is this so, in a democracy, and so little understood?

The wrong answer:

1.     Because the people wanted it that way. The wrong answer because:

2. Wealth provides political power also. And apparent prosperity co-opts opposition.

3. And the 1% control the means of mass communication, and bury the alternatives.And presumed experts of the 1% pontificate that trickle-down will work to the benefit of all.

4. And the 1% control the use of physical force, the use of incarceration, etc.

 

The right answer, in 7 words:

 

Political and economic democracy are too limited.

Blog #55b expands on this answer. Blog # 55c gives concrete examples.

[1] G. William Domhoff, at http://www2.ucsc.edu/whorulesamerica/power/wealth.html

Blog #40 – Reading the Right to the City


Blog #40 – Reading the Right to the City

THE HISTORICAL BACKGROUND..

It’s no accident that the discussion about the right to the city emerged just when it did, or that it has become a hot formulation again just now.

To summarize, the critical milestones (viewpoint: U.S.A./Europe) were perhaps –

1919, unrest and failure of the classical Marxist revolutions in /Europe, expected to arise semi-automatically out of the exploitation and immiseration of the working class and their understanding of their exploitation., led by the working class and party.

1934 – election of Hitler, resulting from that immiseration plus the insecurity of the middle class, successfully manipulating discontent culturally/ideologically towards fascism

1946 – defeat of fascism, replaced by the welfare state, dealing with the same issues by concessions and the counter-manipulation of the promise of consumption, One-Dimensional Man, rapid technological advance

1960 – wide=spread unrest, led not by working class but in the United States at least by those excluded from the welfare state, discriminated against in recognition and benefits, primarily African-Americans, and by revulsion against the ideological manipulation and emptiness of values of consumption , led by the discontented, supported by groups of the excluded, barely by the exploited, with tensions among them

1970 – calming/suppression of the unrest, period of prosperity, conformity/collaboration with the system, rising public benefits and private consumption, globalization of production

Today, 2080-2010 – growing disillusionment, growing criticism of capitalism, financialization, growing search for alternatives, by the excluded, the exploited, the discontented.

A growing body of theory has analyzed these developments. Key contributions appeared in the aftermath of the unrest of the 1960’s, largely relying on new readings of Karl Marx and  including work of Henri Lefebvre, critically paralleling analyses of the Frankfurt School and particularly Herbert Marcuse[1]. It sought to go from critique to the possibilities of fundamental social change.

But where to turn to find agents of such social change? Henri Lefebvre, facing that question, developed the formulation of call for “the Right to the City” as an answer.

What he meant by that was not always clear; I have dealt in several pieces with alternate reading of what he has written.[2] It is relatively clear that he continued to see the working class as important actors in efforts for social change, but as increasingly inadequate and often recalcitrant ally in efforts for change. Rather, he saw the motor force for change outside of the work-place, not in the factories or the offices, but in the experiences of everyday life of all kinds of people in their home, in their schools, in their communities – and, yes in their cities.

THE SIX READINGS OF THE RIGHT TO THE CITY

Lefebvre’s own reading. For Lefebvre, the right to the city is a political claim: a cry and a demand, for social justice, for social change, for the realization of the potential that technological and human advances had made possible after the second World War. It was a battle cry, a banner in a fight, not simply for the eradication of poverty but for the abolishment of unjust inequality.

In a way, it was an ill-chosen formulation, because it was not intended to be taken literally: Not a Right in the sense of a legal claim enforceable through the judicial system, but a moral right, an appeal to the highest of human values. And it was not a right to the City, not a right to be included in what the city already was, but rather a right to a city that could and should be, to the city as a metaphor for an new way of life, one whose characteristic were directly related to the new processes of urbanization, which for Lefebvre encompassed a new way of life, of everyday life as well as of government, or a social system as well as, even more than, a physical place, a particular built environment or legal jurisdiction.

For Lefebvre, the call for the Right to the City was a revolutionary call, a call produced by and justified by the urban revolution of which he wrote as a new stage in the historical development of civilization.

And it was not limited in any way to the physical city, but understood “city” as a synecdoche for “urban society:”

As Lefebvre put it,   the city

“cannot be conceived of as a simple visiting right or as a return to traditional cities. It can only be formulated as a transformed and renewed right to urban life as long as the ‘urban’ [is a] place of encounter, priority of use value,.”[3]

Lefebvre even says, at one point:

“…from this point on I will no longer refer and to the city but to the urban”[4]

Lefebvre’s reading clearly implies the necessity for an analysis of the structures of power that hold back the transformation of life that he envisages. Lefebvre’s own analysis is essentially Marxist, even if it does not expore that analysis as intensively as, say, the New Left, Herbert Marcuse,, or David Harvey have. But some such analysis is required to make it effective.

2.      The strategic reading. In practice, the Right to the City banner has been picked up as the umbrella under which a wide variety of groups suffering from the existing conditions of their lives in the new urban society: the very poor, the homeless, those dependent on welfare grants or charity, those discriminated against because of race, religion, ethnicity, sexual orientation, mal-educated, the legal restrictions of citizenship laws, gender inequality. These are groups whose economic position does not give them the power, through the withholding of their labor, to threaten the functioning of the economic system, and whose political power can be effectively reduced through the power of the 1%, despite their much larger numbers, in a democracy still subject to the disproportionate power of the rich. It was the basis for the formation of coalitions of those groups, realizing that they needed to pool their efforts to have any influence at all. The the formation of the national and local Right to the City Alliance in the United States and abroad.

 For them, the impulse of their action is initially simply to be included in the existing city, to obtain the benefits of existing city life from which they have been excluded: to obtain decent shelter in existing empty and warehoused living units, to get paid at least living wages in the already existing jobs, to be treated with the dignity and respect accorded as of right to all other citizens of the city, to be protected by the  police that provides security for others, rather than being stopped and frisked routinely without cause.

The strategic reading of the right to the city  is not in contradiction to the Lefebvre ran reading, but in a sense a step towards it, but one with more limited claims, but perhaps also more urgent ones.

Look at the members of that coalition in New York City, as an example:

The Right to the City Alliances in in the United States, and the Right to the City Alliance inNew York city, are both alliances of other, preexisting groups, 43 for the national, [5] 12 for the New York City Alliance. All of the member organizations of the two pre-existed the formation of the respective alliances. They represent a wide range of interests: Homeless, welfare recipients, ethnic and racial minorities, immigrants, LGBT, folk, service workers, environmental groups:

[The Right To The City Alliance] is a multi-issue national alliance of base building and grassroots organizations and allies working to advance an urban strategy to ensure the rights of low income people of color to urban places and spaces in our cities.[6]

They cooperate closely with labor unions who are interested in cooperating with them. E.g. the Service Workers International Union, both unions are not members. The Alliances represent the deprived, both of material welfare and of dignity. But they do not occupy positions immediately essential to the operations of the system that is oppressing them, as unions and their working class members do – if clearly less so that 50 years ago. Bringing Alliance member groups together with each other, and then with organized (and unorganized, as in Workers’ Centers) workers is a matter of urgent strategic necessity. Both are materially deprived of material goods, but also of the dignity and respect which members of a just society should accord each other. They are, together, large in numbers, but weak in economic power, as technological advances, automation and globalization permit the system normally to remain profitable without their active consent.

Bringing these forces together in a strategic alliance requires an analysis of the power relations that underlie its necessity, and that links those supporting the call together. In practice, that analysis certainly has to include a discussion of existing relations of power, and what changes might be produced within those relations as they exist. It may or not press that analysis into specific examination of the possibilities of fundamentally changing those relations of power. How far the analysis then goes, and how convincing it can be made to the members of the Alliance, will determine whether it pursues Lefebvre’s own reading of the Right to the City, or limites itself to intermediate goals that may or may not lead in that direction.

3.      The discontented reading.  For many of those not thus excluded inclusion in the existing city was not enough. Lefebvre’s call was for a new and better city, new and better way of life. Many of those already included in the existing were discontented, and profoundly. They felt their own potentials were constricted, their human values distorted, their aspirations for the future pushed into a quest for conspicuous consumption, their search for social support and solidarity defeated by the pressures of competition, competition for goals they did not share but were force to pursue – and convinced to value by an extreme cultural and ideological apparatus, against their own deepest desires.

 The discontented, in this reading, were those that were the activists of the New Left, about whom Herbert Marcuse wrote One-Dimensional Man: students, teachers, intellectuals, artists, idealists, those that felt themselves misfits in a society over which they had no control.

But the analysis underlying the discontented reading does not suggest an overall path towards achieving its goals. No one argued that the discontended, while having the demand for the right to the city, had the power to achieve it. Herbert Marcuse was explicit in saying that, while they might provide leadership, it required larger forces, in particular among the exploited and excluded, to achieve it. That in turn required changes from within those groups: to achieve anew society, new men and women are required. But to support the development of new men and women, a new society was required – a paradox to which he proposed no solution other than its recognition. Lefebvre’s reading implicitly agreed; as David Harvey reformulated Lefebvre, the argument was that the right to the city included was “a right to change ourselves by changing the city.”[7]

In practice, the focus on discontent as the motor of efforts to achieve a right to the city that will deal with its particular manifestation is likely to lead to a leading role for those most directly affected – not somuch the exploied or excluded, but the students, artists, idealists etc. who are generally materially free to concentrate on such concerns. That leads to the dangers of elitism, to tensions among those sharing a material interest in the principles of the Lefebvre’s reading of the right to the city. In terms of policy polsitions, it is a tension between shorter and longer-term goals; in organizing, between, in this case, members of the constituent groups with the Right to the City Alliance and their “allies, ” often academics and intellectuals generally more in a position to elaborate analysis and program details.

4.      The spatial reading. Many read Lefebvre’s right to the city call as one aimed specifically and literally at the city as a built environment, as physical space, and saw the call of the right to the city as a call for designing and running a better city, a more beautiful city, and healthier and more environmentally sustainable city. Some were professionals, architects, urban designers, planners, geographers, who used the call for the right to the city as support for calls for the better utilization of what they were trained to do, and wanted to do. And they saw their work as supporting and modeling what a right to the city for all might look like, in the flesh.

In practice, the spatial reading is a narrow reading of the right to the city. It appeals to specific disciplines, professionals, interests focused on the material built environment of the city, and often tempted to see such changes as dictating social patterns and determining issues of justice and well-being by themselves. Some argue for what might be called a modelling approach, the development of model communities, model businesses, model spaces, that might demonstrate in the flesh what is possible: spaces of hope, new economies. In more comprehensive struggles. The spatial reading may be one that is distracting from broader goals, one that is more likely to demonstrate alternatives for the discontented than to change the power relations that lead to exploitation and exclusion. Linked to analysis that includes a central place for consideration if issues of power and conflicting material interest, it can be a useful adjunct to movements for the right to the city.

5.      The collaborationist reading. Then there is a reading which uses the call for the right to the city as in fact support for their own efforts at mild reform, the reformist reforms of which Andre Gorz wrote and which are that matters about which liberal and conservative supporters of the welfare state content. To many, recalling Lefebvre’s own reading of the right to the city, this is pure co-optation, a distortion of the radical content of the slogan. When the right to the city becomes embodied in an officially adopted Charter of the City, adopted by public institutions, whether local, national or international, that have neither the power nor the desire to implement such rights, however defined, the fact that Lefebvre’s call recognized the inevitability of conflict, the necessity for struggle, is blatantly denied concealed, made toothless behind a façade of good intentions, rationality, quest for consensus.

Needless to say, a collaborationist reading interferes with, rather than promotes, militant action to achieve in the real world of inequalities of power and conflicts of interest. A litmus test might be the view of the right to the city a a right for all, as to which consensus is the goal, rather than a redistributive and transformative approach to change.

6.      The subversive reading. A very political reading of the right to the city is however also possible, one that combines the thrust of Lefebvre’s own radical intent with the practical realities confronted by Lefebvre’s own reading, the strategic reading and the discontented’s reading. Such a subversive reading is implicit in, and has surfaced in, the Right to the City Alliance in the United States, in its search for transformative[8] claims and demands, for programs and goals that will both give priority to the immediate needs of the excluded, the ultimate goals of the discontented, and the claims of those not (maybe not yet?) accepting the slogan or understanding its content, but yet exploited by the same existing patterns from which the deprived, the excluded, and the discontented suffer – specifically, the working class, labor, organized and not, the very poor, the discriminated against, the excluded.

The strategy here is implicitly founded on the same understanding guiding the Right to the City Alliances, as in community-labor centers, etc. The key word used in this subversive reading is “transformative:” demands and claims action for which can produce immediate results, but which point towards the radical goals of Lefebvre’s original work, and the related goals of the social movements and economics struggles that produced and have continued to inspire political protest movements throughout history.

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 The six different readings of the Right to the City suggest different strategies. A further  possible strategy might be to work sector by sector, looking at sectors as wholes interdependent with each other but having different problems and different potentials for change. Such a strategy might focus on expanding existing areas of public provision, as in police protection, fire protection, public education, some forms of research and development, fighting privatization of public functions and pushing the desirability instead of expanding the public sector. Socialism one sector at a time, perhaps,[9] or the long march through the institutions.

Revolution as such remains off the range of possibilities, force available to the elite is overwhelming, viz. Near East. But the Occupy movement suggests another and further possibility: physical space not contested in its built form, not building physically a new city, but Occupying an old one with a new content.  The slogan there after all is Occupy Wall Street, with both a spatial and an economic and political meaning  Build on the existing, keep some of its usable forms, but change the power relations that determine how they will be used. That, perhaps occupying one sector at a time, seems to me a possible path ahead.

But that’s a long discussion, for another time.

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[1] Marcuse, Herbert. 1972. One-Dimensional Man, .Boston: Beacon Press, and Marcuse, Herbert. 2005. The New Left and the 1960s, vol. 4 of Collected Papers of Herbert Marcuse, edited by Douglas Kellner, Oxford: Routledge. While technology plays somewhat the role with Herbert Marcuse that urbanization plays with Henri Lefebvre, their fundamental analyses are largely similar.

 [2] Marcuse, Peter. 2011. “From critical urban theory to the right to the city : What right, whose right, to what city, how?” in Neil Brenner, Peter Marcuse And Margit Mayer, eds. Cities For People, Not For Profit: Critical Urban Theory And The Right To The City, London: Routledge.

[3] Lefebvre, Henri. 1996 [1967]. “The Right to the City.” In Writings on Cities, ed. Eleonore Kofman and Elizabeth Lebas, London: Blackwell, P. 158

[4] Lefebvre, Henri. 2003 (1970).The Urban Revolution. Foreword by Neil Smith. Translated by Robert Bononno. University of Minnesota Press, p. 45.

[7] David Harvey, “The right to the city,” New Left Review 53, September-October 2008, available at http://newleftreview.org/II/53/david-harvey-the-right-to-the-city

[8] See Blog #30, Beyond Immediate Proposals: Some Transformational Provocations, at pmarcuse.wordpress.com

[9] See Marcuse, Peter. 2010. “Socialism One Sector at a Time.” ZNet and in: Charles Reitz, ed. Crisis and Commonwealth: Marcuse, Marx, Manifesto, (Lanham, MD: Lexington Books

Blog #30 – Transformative Proposals in Nine Areas


Blog #30: Beyond Immediate Proposals: Some Transformative Provocations

The last blog, Blog #29 began with the puzzle that the United States faces deep-seated problems today: problems of poverty, inequality, discrimination, poor education, unemployment, unaffordable housing, unaffordable health care, social aggressiveness and exclusion, insecurities of all sorts, all in a country that claims the values and has the  resources to remedy them.  The answer suggested was that the situation was partly the result of shortfalls of democratic procedures, partly the result of inequalities of wealth and power, but that both of these rest on an ideologically and culturally blocked awareness of fundamental causes and available alternatives – a blocked consciousness that needs to be directly addressed.

That blog  argued that, in dealing with the tea party (as a stand-in for the defenders of the status quo}, it would be most effective to combat those blockages by starting with the problems that are generally acknowledged, pushing some immediate steps towards solutions, but constantly linking those steps to a critique of a frame in which they ought to be embedded, showing how logically the immediate leads to more and more radical and even utopian visions of what in the long run needs to be done.

Some examples, not presented as developed proposals for the formulation of demands or platforms, but as examples of the approach that might be taken, follow. [1]

A: Efficiency-only reforms: reforms that simply make existing programs or policies more efficient, eliminate waste, trim costs, but change neither the thrust of the program not the power relations in which it is enmeshed.

B: Liberal reforms: reforms which expand or modify a program, using market mechanisms wherever possible, and without challenging its structural causes or the power relations in which it is embedded.

C: Radical reforms: reforms which drastically modify programs and expand their aims, challenging the power relations in which they are embedded

D: Transformative Claims: claims, going beyond specific reform proposals which address their structural causes and links to systemic issues, directly challenging the power relations in which they are embedded and serve.

[These examples are suggested only as illustrative, and are thus far really only perfunctorily sketched. For each, there are groups and individuals who have gone much further in working out demands and claims, at all levels, who should be consulted on each issue.  The point here is only to suggest the kind of differences to be found on each, and in each case running along a non-exclusive spectrum from dealing merely with efficiency-only to presenting the need for full-scale transformation. More detail and other examples would be welcome.]:

        Higher education:[2]

A: Efficiency-only reforms: Standardized conditions of private loans

B: Liberal reforms: Provide a public option for loans; provide substantially increased public grants

C: Radical reforms: Limit scope of private for-profit institutions.

D: Transformative Claims: Make higher education free.

2.      Mortgage foreclosures[3]:

A: Efficiency-only reforms: Higher reserve requirements of banks; judicial review of sloppy paper work.

B: Liberal reforms: Expand opportunities for voluntary renegotiation of loans; subsidize lowering of interest rates and writ-downs of loans; regulate rents taking into account landlords’ finances.

C: Radical reforms: Require write-down of loan principals; mandate continued occupancy at reasonable rents after foreclosure; facilitate non-profit ownership; regulate rents taking into account occupants’ finances.

D: Transformative Claims: Remove housing from the speculative market through public acquisition or facilitation of conversion to private non-profit, limited equity, cooperative, or community land trust ownership, with adequate subsidies to cover maintenance and utilities at levels affordable to lower-income occupants; confiscatory taxation of speculative profits; aggressive expansion of public housing. Housing should be treated for its use value, not its exchange value.

3.      Public Space:[4]

A: Efficiency-only reforms: Administer to protect surrounding property values.

B: Liberal reforms: Provide, expand, and administer to protect surrounding property values and quality of life of neighbors; regulate use by reasonable police measures; give zoning bonuses where privately provided.

C: Radical reforms: Provide, expand, and administer taking into account needs of surrounding community; Protect use against police repression, Require private provision in connection with new construction.  Protect right of use by homeless.

D: Transformative Claims: Provide, expand, and administer adequately to satisfy the needs of the population as a whole; give priority to uses appropriate for the exercise of political democratic rights; mandate public use for these purposes of private property where necessary. Provide supportive permanent housing for homeless users.

4.      Health

A: Efficiency-only reforms: Planned decentralization/consolidation. Computerize records; permit cross-jurisdiction private insurance in a transparent marketplace.

B: Liberal reforms: Finance Medicare and Medicaid properly. Permit unified bargaining with pharmaceutical companies; subsidize insurance, providing a public option.

C: Radical reforms: Medicare for all. Buy out private hospitals and care facilities at asset, not income, values. National Health Service

D: Transformative Claims: Eliminate fee for service provision, comprehensive national health care system, without access restrictions, paid for routinely as a public service, like police and fire protection.

5.      Jobs and Labor Relations

A: Efficiency-only reforms: Full appointments to NLRB; adequate information to workers;

B: Liberal reforms: Adequate inspections and enforcement of FLSA, health and safety standards; facilitation of discrimination cases. card checks for elections; indexing minimum wage levels

C: Radical reforms: Living wage requirements for all jobs; expanded public service jobs; ceilings on management and ownership incomes and benefits

D: Transformative Claims: Requirement of worker participation in decisionmaking in ownership; public provision by public employees of all essential services.

6.      City Planning:[5]

A: Efficiency-only reforms: independent technically qualified City Planning Commission with adequate staff

B: Liberal reforms: Advisory community planning boards

C: Radical reforms:  Community Planning Boards with decision-making powers

D: Transformative Claims: Public ownership of land, city-wide Assembly of Planning Boards with decision-making power over all land use issues.

7. Homelessness

A. Efficiency-only reforms: Screen applicants for shelter eligibility; track applicants; police supervision of shelters;

B. Liberal reforms: Expand shelter system; provide social service consultations.

C. Radical reforms: Provided expanded affordable housing opportunities; staff transitional housing where needed; provide homeless persons input into policy and administration.  Policy;

D. Transformative reforms: Establish and implement a legal Right to Housing for All, including direct public provision and stringent rent controls.

8. Municipal Budgeting

A. Efficiency-only reforms: Putting the capitol budget within the jurisdiction of the City Planning commission.

B. Liberal Reforms: Giving Community Boards or Councilmanic District assemblies a decision-making role in expenditures within their districts.

C. Radical Reforms: Providing a comprehensive city-wide Participatory Budgeting process affecting both operating and capital budgets

D.Transformative Reforms: Expanding a Participatory Budgeting proeess to cover revenues/tax policies locally and adopting national legislation prohibiting tax evasion by cross-border evasion and prohibiting local-level competition in tax programs.

 9. Worker Ownership and Co-operatives

A. Efficiency-Only Reforms. Permit NLRB-supervised elections for union representation

B. Liberal Reforms. Permit Card-check Voting. Aggressively enforce rights to organize and bargain.

C. Radical Reforms. Provide for majority worker ownership, in stock or co-operative form, of individual firms.[6]

D. Transformative Reforms. Strengthen or transfer to democratically controlled public ownership entire sectors of the economy and of production and services provision. [7]

Many other examples could be given, and the above certainly need further development. The point is that, at whatever level of reform is strategically immediately attainable, the principles behind the further levels should always be on the table, including the arguments for the most transformative. They may seem utopian goals here and now, but there is no historical or material reason why any of them are not reachable. Insisting that they be acknowledged even in the midst of the more immediate objectives is at least a small step in the direction of getting there.

Blog #31 will hesitantly suggest some New Rules for New Radicals as possibilities for moving to implementation of such transformative reforms.


[1] My debt to Andre Gorz and the concept of reformist and non-reformist reforms should be clear.

[2] See Andrew Ross’ discussion, described in Dan Schneider, “Occupying Student Debt,” Dollars and Snse, Jan-Feb 2012, p. 6

[3] See further Marcuse, Peter. 2009. “A Critical Approach to the Subprime Mortgage Crisis in the United States: Rethinking the Public Sector in Housing.” City & Community, vol. 8, No. 3, September, pp. 351-357.

[4] See my blogs #3, 4, and 5.

[5] Tom Angotti, New York for Sale: Community Planning Confronts Global Real Estate. Cambridge: MIT Press, 2011, provides excellent background.

[6] Gar Alperovitch,

[7] See Alliance for a Just Society.

Blog #26 – Imagine Actually Occupying Wall Street – A Proposal


Blog #26 – Imagine Actually Occupying Wall Street – A Proposal DRAFT DRAFT DRAFT

If the purpose of re-imagining the city is to stimulate understanding and appreciation of what the actual possibilities might be for a city of heart’s desire, and to move the uncommitted to join in the struggle to achieve such a city, then perhaps there is a very concrete and visible activity that might provoke action in that direction.

The concern of the Occupy Wall Street movement is specifically to foster action, and the adoption of “Occupy Wall Street” as its name indicates the movements analysis of the road-block to success: Wall Street, as symbolic of the power of financial institutions and the 1% they coordinate over the lives of the 99%. But the name is meant symbolically; at the most, the movement has occupied spaces already largely public, near the financial district but not displacing any financial activity by its presence. At best, demonstrations on Wall Street itself have been limited, short-lived, and tightly controlled by the police. And this is perhaps as far as, today, realistically, the movement can go in actually, literally, “occupying Wall Street.”

But why not spell out what actually “occupying wall street” might look like, as a way of highlighting what the alternatives to it are. Why not use imagination in fact to picture what a street like Wall Street might look like if it were actually occupied by the 99%, if what was done there was replaced by activities better serving the broad public interest? Imagine the buildings of Wall Street as they are now but devoted to advancing the goal of a city of the heart’s desire. What would they be like?

Well, why not have a design competition to answer that question? Suppose the assignment were to imagine the trading floor of the Stock Exchange as the meeting place for the General Assembly of the Occupy Wall Street movement. Imagine if the offices in the Stock Exchange were to be allocated to Occupy Wall Street’s many Working Groups and spin-offs. Imagine the lobby and accessible spaces turned over to Occupy Sandy as a storage and distribution center for food and blankets for the victims of Sandy, and kept as a an available resource for other disasters?1 Imagine the incredible high-speed computers of the stock exchange made available to civic organizations for social networking and information on present campaigns and planned actions. What would Wall Street, and the Stock Exchange building, look like when put to these different uses?

But why limit the re-imagination of existing city spaces only to Wall Street itself? Why not reimagine 1 World Trade Center, the erstwhile “Freedom Tower,” and make it truly representative of our vision of a free and just society by converting it into supportive housing for the homeless, changing it from use by the richest and most powerful members of our society to a symbol of our concern for the least well off and most powerless? Perhaps, if the homeless were all thereafter provided permanent homes elsewhere, Wall Street might serve as a publicly-supported giant hostel or family hotel for visitors to the city who cannot afford the luxury hotels abounding elsewhere in the district – reflecting the concerns we have for the strangers in our midst?

Goldman Sachs has just finished building a $2.4 billion building in Battery Park City, adjacent to the World Trade Center site, as its investment banking headquarters. What is worked on there will undoubtedly have a major impact, not only on the financial sector and the economy as a whole, but also on public policies affecting both the 1% and the 99%. Suppose the building were re-imagined to serve the purposes of participatory decision-making by all segments of the 100%? Suppose rooms and office sites were assigned to community groups, groups advocating for the poor, minorities, the powerless, as well as to business and trade groups, to think tanks for groups across the political and ideological spectrum? Suppose executive dining rooms were to be eliminated, and instead cafeterias were provided for workers from all the different offices – perhaps with tables designed to maximize meeting strangers? Perhaps a health club, similarly designed? Perhaps the Chase Manhattan tower would offer another similar opportunity, if the demand exceeded what the Goldman Sachs building could accommodate – although Goldman Sachs alone is to accommodate 11,000 workers in 43 floors? Universities are constantly struggling for space for expansion. How about a competition for turning the new Bank of America building on 42nd street over to the City University of New York, and inviting other educational institutions from around the five boroughs to share the space?

One could imagine this as a design competition, along the lines of a conventional architectural competition, with a prominent jury, a foundation-donated prize, wide-spread publicity and exhibitions and conferences on the results. If star architects are too involved with clients who might not appreciate the effort, perhaps schools of architecture and planning might be hosts to studios and projects to be entered in the competition, and the as yet unconstrained imagination of students marshaled in its execution?

And, theoretically, it could not only be a competition for physical designers, but perhaps also for economists and sociologists and planners. And not only as to the new uses imagined for the places, but also as to the impact of displacing their present uses. Economists might consider how investment decisions could be made if we didn’t have a stock exchange, political scientists how public decisions could be made absent the power of mighty lobbyists. Sociologists might explore what the resultant mixing of users might suggest and how it might be made most productive.

Such a competition, or competitions, should not be so difficult to organize. And if one is serious about wanting to bring about a better world, one of heart’s desire, why not concretely imagine what it would look like with the physical spaces that we have already built up in our cities?

——————-

1. Occupy Sandy might be asked about their space needs. They have put out a request for help:
“Occupy Sandy needs a new multi-purpose space to be used similarly to how Jacobi and 520 have been used for the past month. Please use your networks to help us expand our options. The needs are: roll-in/out capability, meeting and intake space, proximity to transit, accessibility to recovery sites, internet access or potential to install, key access, office and communications hub space, bathrooms, positive community relationships, parking/wide streets, clean, safe and healthy. Please respond immediately with any leads about spaces. Contact is: OSSpaces@gmail.com”

Blog #25 – Re-imagining the City critically


Blog #25 – Re-imagining the City critically

Re-imagining the city can be a provocation to reconsider and expand the range of possibilities for a city in the future. It can simply be an opportunity for an unfettered imagination physically to design something completely new and different, not tethered to the existing city. Or it can open the door to a fundamentally critical view of the existing city, questioning the social and economic and organizational principles that underlie its present constitution and are normally taken for granted. The best of classic utopias do both. What follows focuses only on the latter, on the imagining not of the physical but of the human principles and practices on which an imagined city could be based. It raises some critical questions about some of principles and practices as they implicitly exist today and imagines some alternatives.

If we were not concerned with the existing built environment of cities, but could mold a city from scratch, after our heart’s desire, Robert Park’s formulation that David Harvey is properly fond of quoting, how would such a city look? Or rather: according to what principles would it be organized? For its detailed look, its physical design, should only then be evolved after the principles it is to serve have been agreed upon.

So what, in our heart of hearts, should determine what a city is and does?

I. The World of Work and the World of Freedom

Why not start, first, by taking the question literally. Suppose we had neither physical nor economic constraints, what would we want, in our hearts? Never mind that the supposition posits a utopia; it is a thought experiment that may awaken some questions whose answers might in fact influence what we do today, in the real world, on the way to an imagined other world that we might want to strive to make possible.

It may be hard to imagine such a counter-factual, but there are three approaches, based on what in fact we already know and want today. The first two rest on a single distinction, that between the world of work and the world outside of work, a key implicit division that underlies how we plan and build our cities today, a division that largely parallels that between, as various philosophers have phrased it, the system world and the life world , the realm of necessity and the realm of freedom, the world of the economy and the world of private life, roughly the commercial zones and the residential zones. One approach is then to imagine reducing the realm of necessity; the other is to imagine expanding the realm of freedom.
Most of us probably spend close to a majority of our time in the world of work, in the realm of necessity; our free time is the time we have after work is over. Logically, if the city could help reduce what we do in the realm of necessity, our free time would be expanded, our happiness increased.

II. Shrinking the Realm of Necessity

Suppose we re-examined the composition of the world of necessity that we now take for granted.. How much of what is there now is really necessary? Do we need all the advertising billboards, the flashing neon lights, the studios for the advertising agencies, the offices for the merger specialists, for the real estate speculators, for the high-speed traders, the trading floors for the speculators, the commercial spaces devoted solely to the accumulation of wealth, the consultants helping to make unproductive activities produce only more wealth, not goods or services that people actually use? If not do not need all of them, do we need all the offices for the government employees regulating them? Do we need all the gas stations, all the automotive repair and servicing facilities, all the through streets to serve all the cars we would not need if we had comprehensive public transit? Do we need all the jails and prisons and criminal courts? Are these parts of the realm of necessity today that are really necessary?

How about the ultra-luxury aspects of the city today? How do we see the multi-story penthouses in Donald Trump’s buildings? The virtually fortified enclaves of the rich in high-rise enclaves in our center cities, the gated communities with their private security in our inner and outer suburbs? The exclusive private clubs, expensive private health facilities, ostentatious lobbies and gateways and grounds where only the very rich can live? Are McMansions and true mansions necessary parts of the realm of necessity? If conspicuous consumption, a la Veblen, or positional goods, are in fact necessary for the well-being of their users, than something is wrong here: such marks of status, such conspicuous consumption, surely is not ultimately as satisfying for its beneficiary as other more socially rich and personally productive and creative objects and activities might. Or are these expensive attributes of wealth part of the real freedom of their possessors? But the realm of freedom is not a realm in which anything goes: it does not encompass the freedom to harm others, to steal, to destroy, to pollute, to waste resources. Imagine a city where there are limits on such things, in the public interest, freely and democratically determined, but in which what is provided for (but all of it) is what is really necessary for a meaningful freedom to be enjoyed.

Conclusion: the realm of necessary work could be shrunk significantly without any significant negative impact on a desirable realm of freedom.

III. Freely Doing the Necessary

A second way the necessary world of work could be reduced would be if some of what is in it that is truly necessary could be freely done, moved into the world of freedom. If in our imagined city what we do in the world of work could be converted into something that would contribute to our happiness, we’d be way ahead of the game. Is that possible – that we would do some of our presently unpleasant work freely, enjoy our work as much as we enjoy what we do outside of work? That we would in fact at the same time reduce the amount of work that is really necessary, and also convert much of the remainder into work that is done freely, in fact part of the realm of freedom? And if so, could a city contribute to making that possible?

But why “unhappy?” Couldn’t some work that is now being done only because it’s paid for, unhappily at least in the sense of not voluntarily done but only done because of the necessity of making a living, also be done by volunteers, under the right conditions And even provide happiness to those doing it?

The Occupy Sandy movement these past few weeks provides some hints.

In Occupy Sandy, volunteers have been going to areas devastated by the hurricane Sandy, distributing food, clothing, helping folk made homeless find shelter, water, child care, whatever is needed. Under the name of Occupy Sandy, many veterans of Occupy Wall Street and other occupations, but they are not doing it to build support for Occupy movement, but out of the simple desire to help fellow human beings in need. It’s part of what being human is all about. It’s been discussed, as part of what sociologists call the “Gift Relationship, ” but not the relationship of giving where you expect something in return, like exchanging gifts with others at Christmas, and it’s not just with people you know, but with strangers. It’s an expression of solidarity: it says, essentially, in this place, this city, at this time, there are no strangers. We are a community, we help one another without being asked, we want to help each other, we stand in solidarity with each other, we are all parts of one whole; that’s why we bring food and blankets and moral support. The feeling of happiness, of satisfaction, that such acts of solidarity and humanity provide are what a re-imagined city should provide. A city where no one is a stranger is a profoundly happy city.

Imagine a City in which such relationships are not only fostered, but ultimately become the whole basis for the society, replacing the profit motive for personal actions with the motivation of solidarity and friendship, and the sheer pleasure of the work.. Think of all we already do voluntarily today that is really, in the conventional sense, work. Imagine something very concrete, something maybe very unlikely but not so difficult to imagine. Imagine what you would do if you didn’t have to work, but were guaranteed a decent standard of living: all the voluntary organizations we belong do (de Tocqueville noticed that long ago), the collectively way houses were built and roofs raised in the early days of the United States, the clubs, the street parties, the volunteers staffing hospitals and shelters, the Occupiers of all sorts doing what is really social work as part of their freely given support for the movement, the houses built by volunteers with Habitat for Humanity. Think of volunteers directing traffic in a blackout, sharing generators when the power goes off, giving food to the hungry. In many religions, carrying for the stranger is among the highest of virtues. And think of artists doing chalk pictures in the sidewalk, actors putting on street performances, musicians playing publicly for pleasure as much as for donations. Think of all the political activity that we engage in without any expectation of return other than a better city or country. Think of all that retired folk do voluntarily that they used to be paid for: teachers tutoring students, literacy volunteers helping immigrants, women who had worked at home and still do also helping in the kitchens of shelters and community clubs, volunteers cleaning trash on trails and roadsides. Think of all the young people helping their elders to master new technologies. Isn’t the city we want to imagine one where these relationships are dominant, and the profit relationship, the mercenary relationships, the quest for profits and ever more goods and money and power, were not what drove the society? Where the happiness of each was the condition for the happiness of all, and the happiness of all was the condition for the happiness of each?

Some things in the realm of necessity are really necessary, but are unpleasant, uncreative, repetitive, dirty – yet get done today because someone gets paid to do them and is dependent on doing them for a living, not because they get any pleasure out of doing them. Part of the work done in the realm of necessity is not really necessary, as argued above. But some is: dirty work, hard work, dangerous work, stultifying work: cleaning streets, digging trenches, hauling cargo, aspects of personal care or treatment of diseases, garbage collection, mail delivery – even parts of otherwise rewarding activities, like grading papers for teachers, cleaning up in hospitals, copying drawings for architects or fussing with computers for writers today. Could any of this be freely done if the conditions were right? Some of this work can undoubtedly be further mechanized or automated, and the level of unskilled work is already steadily being reduced, but it is probably a fantasy that all unpleasant work could be mechanized. Some hard core will remain for some unhappy soul to do.

But as to such pure grudge work, would not the attitude towards doing it be much less resentful, much less unhappy, if it were fairly shared, recognized as needed, efficiently organized? In some social housing estates in Europe, tenants were accustomed to sharing the responsibility for keeping their common areas clean, the landing in their staircases, their entries, their landscaping. They were satisfied that it was properly organized and both the assignment of tasks and the delineation of physical spaces was something worked out collectively (in theory, at least!) and generally accepted as appropriate. Most took pride in this unpaid, unskilled work; it was an act of neighborliness. Once we watched a fast-order cook flip pancakes, tossing them in the air to turn them over, grinning as he served them to an appreciative diner. Craftspeople traditionally took pride in their work; today there are probably as many hobby potters as there are workers in pottery factories. If such facilities were widely available in a city, might not many people even make their own dishes out of clay, while automated factories mass-produced ones out of plastic?

So one route to re-imagine the city from scratch is to imagine a city where as many as possible of the things that are now done for profit, motivated by exchange, competed for for personal gain in money or power or status, or driven by necessity alone, are done out of solidarity, out of love, out of happiness at the happiness of others. And then imagine what are all the things we would change?

To put the challenge of reo-imagining a city most simply, if a city could be fashioned for the purposes of the enjoyment of life, rather than for the purposes of the unwelcome but necessary activities involved in earning a living, what would that city be like? At a minimum, wouldn’t it shift the priorities in the uses of the city from those geared to “business” activities, those pursued purely for profit, in “business” districts, to those activities done for pleasure and their innate satisfaction, in districts designed around the enhancement of residential and community activities?

IV. Expanding the Realm of Freedom

As an alternative way of re-imagining, a city could also be re-imagined based on the day to day experience with what already exists in the realm of freedom in the city as we have it now. And if so, could a city contribute to making that possible? Making available other facilities necessary to sustain the realm of freedom in the re-imagined city? Community meeting places, smaller schools, community dining facilities, hobby workshops, nature retreats, public playgrounds and sport facilities, venues for professional and amateur theaters and concerts, health clinics – the things really necessary in a realm of freedom?

We might give the possibilities shape by examining how we actually use the city today, when we in fact are not concerned with making a living but rather with enjoying being alive, doing those things that really satisfy us and give us a feeling of accomplishment? What would we do? How would we spend our time? Where would we go? In what kind of place would we want to be?

One could divide what we do into two parts: what we do privately, when we are alone or just with our intimately loved ones, and what we do socially, with others, beyond our core and intimate inner circle. The city we would imagine would make sure each has the first, the space and the means for the private, and that the second, the space and the means for the social, are collectively provided. For the first, the private, what the city must provide is protection for space and activities that are personal. The second, the social, this is what cities are really for, and should be their main function. Cities, after all, are essentially defined as places of wide and dense social interaction.

So if we look at what we already do, when we are really free to choose, what is that we would do? Probably very much some of the same things we do now, when we are free – and, possibly, if one is lucky,, they might be some things one is also getting paid to do now. Some of us love to teach; if we didn’t have to earn a living, I think we’d like to teach anyway. We might not want to have a 9:00 a.m. class, or to do it all day or every day; but some we’d do for the love of doing it. Many of us cook at least a meal a day, without getting paid for it; would we maybe cook for a whole bunch of guests in a restaurant if we could do it on our own terms, didn’t need the money, and weren’t getting paid? Would we travel? We would take others along if we had room? Entertain guest, strangers, from time to time, out of friendliness and curiosity, without getting paid, if we didn’t need the money? Would we go to more meetings, or be more selective in the meetings we go to. Would we go for walks more often, enjoy the outdoors, see plays, act in plays, build things, design things, clothes or furniture or buildings, sing, dance, jump, run, if we didn’t have to work for a living? If none of the people we met were strangers, but some were very different from us, would we greet more people, make more friends, expand your understanding of others?

Imagine all that, and then imagine what we would need to change in the city we already know to make all that possible.

What would that imagined city look like? Would it have more parks, more trees, more sidewalks? More schools, no jails; more places where privacy is protected, and more where you could meet strangers? More community rooms, more art workshops, more rehearsal and concert halls? More buildings built for effective use and aesthetic pleasure rather than for profit or status? Fewer resources used on advertising, on luxury goods, on conspicuous consumption?

What would it take to get such a city? Of course, the first thing is unfortunately very simple; we’d need the guaranteed standard of living, we’d need to be free of the need to do anything we didn’t like to do just to earn a living. But that’s not so impossible; there’s a whole literature on what automation could do, on what waste there is in our economies (23% of the Federal budget goes to the military; suppose that money didn’t get paid for killing people but for helping them)? And wouldn’t we be willing to share the unpleasant work that remains if it were the means to live in a city that was there to make us happy?

All that takes many changes, and not only changes in cities. But the thought experiment of imagining the possibilities might provide an incentive for actually putting the needed changes in effect

V. From the Real City to the Re-Imagined City: Transformative Moves

Beyond thought experiments, provocative as they may be , what steps can be imagined that might pragmatically move us towards the re-imagined city of heart’s desire? One approach might be to start by seeking out existing aspects of the city activities that either already offend our hearts and moving to reduce them or that already give us joy and moving to expand them.

If then we were to reimagine the city pragmatically but critically, starting with what’s already there, the trick would be to focus on those programs and proposals that are transformative, that would deal with the root causes of problems and satisfactions, that would be most likely to lead from the present towards what the city re-imagined from scratch might be. In other words, to formulate transformative demands, one that go to the roots of problems, what Andre Gorz called non-reformist reforms.

it is fairly easy to agree on much that is wrong in our cities, and to go from there to agreement on what might be done in response. Then putting those pieces together, a re-imagined image of the city, perhaps not as shining as one re-imagined from scratch but more immediately realistic and well worth pursuing, could emerges.

Look individually at what those pieces might be (there are of course more, but the following are examples of key ones).

Inequality. We know high and rising levels of inequality are at the root of multiple tensions and insecurities in the city, and that a decent standard of living in the city depends on its residents having a decent income. Strong living wage laws, and progressive tax systems, are moves in that direction. The transformative demands here would be for a guaranteed minimum annual income for all, based on need rather than performance.

Housing. Decent housing for all, eliminating homelessness, over-crowding, unaffordable rents, would be key ingredients in any properly re-imagined city. Housing vouchers, various forms of subsidies, even tax incentives, zoning bonuses for mixed-rental construction, are all moves towards ameliorating the problem. For homes threatened with foreclosure, reducing principal or interest and extending payments is helpful short-term, but likewise does not deal with the underlying problem. Transformative, however, would be the expansion of public housing, run with full participation of tenants and at a level of quality removing any stigma from it residents. Community land trusts and limited-equity housing likewise points the way to replacing the speculative and profit-motivated component of housing occupancy from it use value, stressing the community ingredient in housing arrangements. That does address the roots of the problem of unaffordable quality housing.

Pollution and congestion. Automobile fumes congestion, inaccessibility except by care for needed services can all be serious problems, and regulating emission levels on cars and congestion pricing are useful means to ameliorate the problem. Transformative are measures such as closing streets (the Times Square experiment vastly expanded), and lining it with much improved pubic mass transit, encouraging adaptation of heavy usage areas to bicycle access, mixing uses, all go further to attacking the roots of the problem, to suggesting transformation towards re-imagined cities.

Planning. The lack of control over one’s environment, the difficulties of participating actively in the decisions about the future of the city in which one lives, is a major issue if the quest is for happiness and satisfaction in the re-imagined city. Public hearings, the ready availability of information, transparency in the decision-making process, empowered Community Boards. But until Community Boards are given some real power, rather than being merely advisory, alienated planning will continue. Real decentralization would be transformative. The experiment in Participatory Budgeting now under way in New York City and elsewhere is a real contribution to potentially transformative policies.

Public Space. After the experience of the evictions from Zuccotti Park, the need for public space available for democratic actions has become manifest. Adjusting the rules and regulations governing municipal parks, permitting more space, public and public/private, to be available for such activities, are steps in the right direction. Protecting the right of the homeless to sleep on park benches is a minimalist, although basic, demand, obviously not a demand aimed at ending homelessness. Expanding the provision of public space and giving priority for its uses for democratic activities can be transformative, and would be a component of any re-imagined city. (See my Blog #8).

Education. Adequately funded public education, with the flexibility of charter schools but without their diminution of the role of public control, would be a major step forward; for students presently in higher education forgiveness of student loans is a pressing demand. But the transformative demand would be for totally free higher education, available to all, with the supportive conditions that would permitall students to benefit from it.

Civil Rights. Organization is a key factor in moving towards an imagined transformed city, and the city of the present should facilitate democratic organization. Other issues mentioned above: public space, education, housing and incomes making real participation feasible, are all supportive of an expanded conception of civil rights. So, clearly, is the end of many practices restricting organization, from police limitations on assemblies and speech to so-called “homeland security” measures to simple use of the streets for public assemblies, leafleting, etc. Transformative here would be oversight measures seriously limiting the unfortunately inevitable tendency of government officials and leaders to try to control critical activities within their jurisdictions, critical activities sure to be found short of the achievement of the re-imagined city, and perhaps even there.

Put the goals of all such transformative demands together, and you have transformed a purely imagined city into a developing and changing mosaic based on the existing, having its roots in the present reality, but slowly flesh on the bones of what imagination will generate.

NOTE

A warning: Re-imagining the city can be fun, it can be inspirational, it can show doubters that another world is possible. But there is a danger:

Re-imagining the City should not be seen as a current design project, laying out what the physical city could look like if we had our way, what utopia would look like. What the city needs is not redesign, but reorganization, a change in who it serves, not how it serves those who now are served by it. It needs a different role for its built environment, with changes adapted to the new role, not vice versa. A re-designed city is a means to an end. The end is the welfare, the happiness,, the deep satisfaction, of those whom the city should serve: all of us. We should not spend much time physically designing what those reimagined cities would look like except as a provocation to thought, for which however they are useful – and which is the intent of this piece. The actual designs should be done only when there is actually the power to implement them, by the people who would then use it. Designs should be developed through democratic and transparent and informed processes.

****

For an immediately practical proposal to make the re-imagination of the city a politically useful next step, see Blog #26.

  1. But a caution here, for what the heart desires can in reality be manipulated. Herbert Marcuse deals with this issue in making the distinction between authentic and manipulated desires, authentic and manufactured needs. See Collected Writings, ed. Douglas Kellner, vol. VI.
2. Similar to Jurgen Habermas’ formulation.
3, Hegel, Marx, Herbert Marcuse
4. How to define what is “really necessary” is of course a tricky proposition. For one fruitful approach, see Herbert Marcuse, Essay on Liberation, Boston: Beacon Press, 1969.
5. Richard Titmus, The Gift Relation, 1970.
6. Maimonides, St. Francis.
7. Are parts of the struggle for competitive or simple existence, not done for the satisfaction of productive work well done that they provide., Herbert Marcuse has it in Essay on Liberation.
8. Marx’s fantasy, in the Grundrisse, commented on in Herbert Marcuse vol. VI, Collected Papeers, Douglas Kellner, ed., Routledge.forthcoming,
9. For the present situation, focusing on white collar work, see Brynjolfsson, Erik and McAfee, Adam (October 2011) Race Against The Machine: How the Digital Revolution is Accelerating Innovation, Driving Productivity, and Irreversibly Transforming Employment and the Economy. Digital Frontier Press. ISBN 0-984-72511-3.

Frivolous Appendix

Isaiah 40:4 is used in the text of Handel’s Messiah, in a passage in which the prophet tells the people to prepare for the coming of the Lord by making a highway for him through the desert, and then:

“Ev’ry valley shall be exalted, and ev’ry mountain and hill made low; the crooked straight and the rough places plain.”

Reading this as a political metaphor for the social and economic constitution of an imagined city, it is eloquent. It might be read as a metaphor in the debate on income tax rates under way as I write this, as well as for the appropriate goals of the criminal system and the need for transparency in public actions.

But read as a design for an imagined physical city, it would be the opposite of good planning. Environmentalists would shrink from it in horror, architects would rend their garments, criminal justice reformers might see it as a call for more jails, historic preservationists see it as threatening the legacy of the traditional quarters of old cities. Isaiah is not around to defend himself, but surely his meanings were closer to the political/social than the physical.

Beware of presenting social issues in physical metaphors, lest they be taken literally!

Blog #17 – 99%/1%: The Slogan and the Reality


Blog #17 – 99%/1%: The Slogan and the Reality

There are five blogs dealing with:  the Occupy Wall Street movement and the Right to the City Alliances, as representative of the 99%, who is in them and who in the 1%, why historically they have arisen now, how they have changed since their beginnings, and what their future demands and strategic possibilities and dangers might be.

They are divided as follows:

Blog #12 – We Are the 99%: The Slogan and the Reality

Blog #13 – Who are the 99%? The Exploited, the Discontented, the Oppressed

Blog #14 − Who is the 1%? The Ruling Class and the Tea Party

Blog #15 – The Right to the City and Occupy: History and Evolution

The Death and Life of the Right to the City Movement

The Four Faces of the Occupy Movement

Blog #16 – The Future: Transformative Demands, Transformative Strategies

Blog #12 provides a detailed Table of Contents.

THIS IS BLOG #17, WHICH ASSEMBLES THESE FIVE BLOGS, BLOGS 12, 13, 14, 15, 16, INTO ONE.. The only difference is that footnotes for all five blogs are endnotes in blog #17, and page references are accurate in Blog #17. The argument is presented both ways only for possible convenience in down-loading (and my uncertainty on the best way to use a bog!).
Continue reading “Blog #17 – 99%/1%: The Slogan and the Reality”

Blog #16 – The Future: Strategic Implications


Blog #16 – The Future: Strategic Implications

 

A.     Transformation

 

So: since 1968, at least, the situation seems to have been ripe for transformation., objectively the material and technical prerequisites for a more socially supportive and equitable society are all there, the contradictions within the existing system blatant. But the relative strength of the forces supporting the status quo, compared to those resisting its consequences, are such as to take transformative change off the immediate agenda. The contradictions in the system are manifold, but the subjective forces for change are inadequately mobilized, the conservative forces still too strong.[1] Within the existing relations of power, those who are objectively potential agents of change are not subjectively adequately organized to marshal their power to achieve that change, and those among them who are nevertheless thus dedicated face the subjective unreadiness of others as a present objective roadblock to progress.[2] As one formulation puts it, “…contradictions do not explode by themselves,”[3] contradictions only produce change when there are agents of change with the desire and the ability to catalyze that change.

 

Some believe that, despite these dangers, “we are on the threshold of a new era.”[4] Potentially, yes. But there is much to do before we get there.

 

The resulting strategy of both Occupy and the Right to the City movements leads towards formulating immediate demands that are transformatively anti-capitalist in direction but not in immediate goals. Demands are formulated seeking immediate gains and are at most transformation sector by sector.  They reflect the limitations imposed on them by the absence of more radical possibilities.

 

How far the Occupy movement and the Right to the City movements (and kindred) will go depends, I believe, on four questions of basic strategy:

 

  1. Understanding who the 99% are, and bringing enough of them into the fold, whether by joining, forming alliances, or common actions, to have the power successfully to confront the 1% (see Blog #13);
  2. Achieving clarity of long-term and transformative goals while pursuing immediate, concrete, and achievable gains for the exploited, the discontented, and the excluded.
  3. Dealing with how the existing organizations of those resisting, such as militant workers’ organizations and groups such as Occupy Wall Street and Right to the City Alliances handle the continuing changes in their character and deal with the internal and external dangers they face;
  4. What strategy for transformation step by step, perhaps seeking transformation sector by sector or institution by institution, will progressively lead to comprehensive and radical social changes, capturing the positive aspects of capitalism, putting them in a new framework, and rejecting its inherent undesired characteristics (see examples below).

In terms of actions: there is visible a convergence of the power of the exploited in progressive labor  actions, the concrete but more limited demands of the Right to the city movements, and the broad inchoate but deeply felt demands of the discontented in the Occupy Wall Street movement.. Not crossing a threshold; at best in the direction of transformative actions and transformative demands:

 

Transformative actions, pushing the limits of participatory democracy, espousing direct action as an everyday tool, and combining the power of the exploited, the discontent and the excluded, linking the concrete but more limited demands of the right to the city movements with the broad, sometimes inchoate but deeply felt demands of the occupy movement together.

 

Transformative demands, pointing in the direction of radical change, perhaps sector by sector, pushing the possibilities of direct democracy,[5] extending the range of governmental decisions over the market, constantly showing the extent of real change necessary to achieve their full goals. In a way, to join the pressures of the included to get in with the pressures of the already included to get out, to get everyone into a new and better society.

 

The convergence of actions by organized workers, the exploited, with the groups in the right to the city movement, the excluded and oppressed, and with occupiers, the discontented, is in fact taking shape.[6]  There is much evidence that such convergence in the shaping of individual demands, but aiming them towards a transformation of the whole, is happening.  The national Right to the City Alliance’s program to define transformative and develop transformative demands explicitly recognizes the necessary direction, the planning for the future of the General Assembly and Working Groups of Occupy Wall Street does so also. The mobilization of students and their allies in Quebec heads in the same direction. So do efforts such as those of the Brecht Forum in New York City, radical caucuses in mainstream organizations, small but well-organized small radical and Marxist groups. Thoughtful examinations such as Jeremy Brecher’s pieces and others in The Nation,[7] journals such as “transform: the european journal for alternative thinking and political dialogue,” and many others, mostly small, many fiercely independent, but all seeking for radical alternatives, moving generally in the same direction.

 

So what specifically is that direction? What are the implications for strategy for those that desire transformative change?

 

B.      Concrete Individual Demands, but Aimed at the Whole.

 

Almost any demand for immediate and feasible change can at the same time raise the real long-term structural change that fully dealing with the issue would require – can contain a critique of the whole. . Making clear what ultimate solutions to a problem would look like, while pursuing immediate reforms, makes that pursuit also part of an educational process that can endure beyond the immediate effort. Andre Gorz spoke of the difference between reformist reforms and non-reformist reforms; the former can be converted into the latter with inclusion of the ideological issues, long-term implications of the reform.

 

Community Voices Heard,  a member organization of low-income people, predominantly women with experience on welfare, building power in New York City and State,” puts it this way:

 

We aim for policies that will truly improve our members’ lives and change the balance of social, economic and political power, while negotiating for concrete wins along the way.[8]

 

The Right to the City Alliance, at the national level, has defined transformative demands as those which follow five principles:: 1) People over profit; 2) Social Ownership; 3) Democratic control; 4) Scale; and 5) Consciousness.[9]

 

Many examples could be given:

 

In housing, working to prevent foreclosures and evictions can be exposed as coupled to the inevitable and logical working of a private market in housing, in which housing is treated as a commodity, for its exchange value, not its use value.

 

In housing, pushing for affordable housing can suggest the possibility of distribution of housing based on need, not wealth or ability to pay, or nationalization of land.

 

In education, working to reduce student loans and interest rates on them can be linked to the call for completely free public higher education for all.[10]

 

In educational reform, not seeing education as the solution to inequality, but as a matter of right, and thus not joining the job-oriented rejection of the liberal arts and social sciences in educational reform efforts.

 

In transportation, fighting congestion and pollution can raise the issue of free public transportation and public investment in mass transit.

 

In taxation, demands for progressivity in tax rates could suggest the substitution of income and wealth taxes with a reasonable absolute ceiling in lieu of all other revenue-targeted taxes, to be collected by national governments and redistributed to states and localities, or include an anti-speculation tax.[11]

 

Demanding full insurance coverage for necessary health care can be liked to calling for health care based on need, not fee for service.

 

Protecting the natural environment in the name of sustainability can be linked to valuing and affirmatively enhancing it for its own sake; rejecting the value of growth for ITS own sake

 

Contesting abuses of the criminal justice system, stop and frisk laws, excessive and negative incarceration, can expose the need to the causes of criminal conduct and shutting down the system of incarceration as the solution.

 

Cultural demands for support of artistic and related activities can be linked to their service as a vehicle for cultural and social criticism, valuing culture as itself a transformative activity.  Bread and Roses in the Lawrence strikes of 1912 was already a convergence foreshadowing the exploited and discontented united demands of 1968, and the approach of Occupy today.[12]

 

Reform of business practices can point towards the elimination of profit motives from a whole range of activities, and steadily enlarging the public sector or communal control of actions necessary for social welfare. The tactic of using stockholder activism to change corporate policies is not likely to go far[13]., but can point     to the withdrawal of corporate involvement in socially undesirable activities altogether, from warfare to pollution damaging health.  stockholder control, but most stockholders are notlikely to be  sympathetic to criticism of capitalism;.[14]

 

C.      Unity: The Right to Occupy the City.

 

The exploited, the discontented, the oppressed, have different grievances against the capitalist order, but the different parts of the 99%  have in common (see Blog #13 D)  the desire and the need to transform the system. It will take their combined power to do so, and coalitions, alliances, joint campaigns, will be of the essence of such efforts to unify their actions and join their separate powers together. That does not mean losing their separate interests, but merging them with others in analysis and action: working in unity.  Maybe no single slogan can capture the claim, but perhaps:

 

“THE RIGHT TO OCCUPY THE CITY”

 

More fully, it might be:

 

“THE RIGHT TO OCCUPY THE WORLD, ITS SPACES, ITS ECONOMY, ITS GOVERNMENT”

 

would be more comprehensive, but less but less declaim-able.

D.     Transformative education, ideology: culture.

E.      Ideology and Values

 

Van Jones, from a liberal-to-radical point of view, writes:

 

Without question, within a broad, progressive alliance “the socially responsible and eco-friendly” businesses must be a part of it. But I question if that alliance itself should declare itself pro-capitalist. It seems to me that what is needed is an alliance built around a

program on the issues. Debate should take place about what are the best ways to address the range of system-produced crises – climate, health, unemployment, housing, education, cultural violence, inequality, etc. – without the alliance having an explicitly pro-capitalist, pro-socialist, pro-libertarian, pro-anarchist or any other historically-based ideology.[15]

 

In “Channel the Anger and the Hope,” Katrina vanden Heuvel, editor and publisher of The Nation magazine, lavishes praise on the Occupy movement and then goes on to write:

 

“For me the central question now is how to channel the anger and hope of Occupy into strategies that will forge a new politics and economy. … This requires a politics of conviction…”

 

“A politics of conviction.” That is, a politics funded on an ideology[16], a belief system, logic and emotion, cultural[17] factors rather than material needs.

 

Joseph Stiglitz makes the same point, in a piece titled “The 99 Percent Wakes Up”

:

Around the world, the financial crisis unleashed a new sense of unfairness, or more accurately, a new realization that our economic system was unfair.[18]

 

Material needs and cultural needs are different, and lead to different forms of resistance in a society that fails to meet needs when it has the capacity to do so.  The relationship between material factors and ideological ones was formulated in classical Marxism as between base and superstructure, but further development of the approach in the neo-Marxist literature, and certainly in more mainstream approaches, gives greater weight to the independent influence of cultural factors.  Even such obviously material an issue as poverty is today acknowledged to have a significant cultural, or relative, content. As society has developed an ever greater ability to produce and distribute material goods, the importance of the cultural factor grows. More and more political and social actions are determined by cultural values, values which are heavily influenced by material circumstances but also in critical ways separated, almost independent, of them.

 

Dissecting the basis of the values, the cultural issues, which provoke resistance among the 99%, is well beyond the scope of what is here undertaken.[19]  Yet naming these values can be important politically, for it may suggest important points in common between the resistance part of the 99% and many of those well to the conservative side of them.  The integrity of the individual and the desirable scope for the individual’s development, the desirability of various levels and sources of inequality, the importance o democratic participation, the varying motivations for work, the nature of creativity, are all subjects of interest to many viewpoints, and open discussions of them may open a door for the resistant part of the 99% to expand its influence within the whole.

 

To summarize this argument: there are a number of values in common among the 99% that are likely to resonate well among others whose support the active 99% would like to have. . They include an aversion to injustice, solidarity with kindred, valuation of human life, appreciation for beauty, the importance of love in human relationships, a rejection of force in the making of social decisions. Their elucidation may actually be an organizing tool for the 99%.

 

Further, speaking explicitly about values can be important practically both to avoid the accusation of  selfishness, of  merely wanting more of what others have, as well as opening the door to discussions of those ideologically supporting the established order, the 1%, who in fact will share many of exactly these values.

 

In those discussions, many of the points in contention turn out to be really issues of fact and careful analysis. What sociology has to say about motivations to work and about creativity, what political science and political economy have to say about effective participation, what economic analysis has to say about the respective role of government and markets in the production and distribution of goods and services, what history teaches about the role of civil liberties and civil rights, , what psychology and philosophy have to say about nature and nurture in the formation of ideas, are all topics to which all people  can come from very different starting points, even with very different initial material interests, and lead to some common understanding and perhaps some common approaches to policy issues. Power will ultimately determine actual outcomes, but rational discussion, and social formats that would promote it, can influence relations of power along the way. In an age of super-pacs, Citizen’s United decisions, media monopolies, with critical material consequences at stake, the importance of ideological work and debate is greater today than ever.

 

All this suggests the strategic importance of ideology,[20] analysis, understanding, and specifically understanding the relationship between the 99% and the 1%, the cause and effects of poverty, discontent, and oppression, etc. While values will shape the responses to the findings, there are essentially question of fact involved in describing them accurately and laying out causes, determining who benefits and who suffers and in what ways, what regularities determine individual behaviors and social actors conduct, and what effects each is likely to have. Education and theoretical work are of major and growing importance a

 

Thus clarifying values and understanding the dynamics of behavior becomes an increasingly important part of the construction of resistance within the 99% — and to some extent even among the 1%. Ideology, liked to culture broadly viewed, today demarcates the fault lines relevant so social change perhaps as much as or even more as the traditional purely materialist definitions of class.  As Joe Biden’s Middle Class Task Force put it: “middle-class families are defined more by their aspirations than their income,” although some, from the more traditional end, making a different point, complain: “Stop Using ‘Middle Class’ to Depict the Labor Movement.”[21]

 

A transformed understanding is needed for clarity on the issues.

F.      Patience for the Long Haul

 

The whole thrust of the argument here is that, while conditions call for radical structural social change, the present constellation of power does not permit it to be accomplished today. Yet its necessity remains, and its potential to be achieved in the future remains. The implication is clear: patience, thought, including theory, and planning are necessary.

 

In 1968, at the height of the protest demonstrations in Berlin, Rudi Dutschke, one of their most prominent leaders, spoke of a “long march through the institutions.” That made and makes sense. Change will be a long process; patience is necessary, and targeted, planned, actions, campaigns. The call for progress towards change sector by sector is another way of saying the same thing.

 

As Guy Debord already wrote in 1967 for the French Situationists:

 

[Revolutionary critique must] work among the irreconcilable enemies of the spectacle, and admit that without them it is nothing; [in between times,] it must know how to wait.

 

G.     Transformative Strategies

 

Transformative demands, a key part of any transformative strategy, are outlined in B. above, are specific and concrete, and seem reasonably clear to me. But PLEASE NOTE: The Transformative Strategies presented below are only intended as a preliminary check-list of possibilities worth discussing; obviously each one deserves far more than the short paragraphs here, but looking at each in the context of the others may be a useful way to inform thinking through the best ways to go forward.

 

The earlier argument leads to a number of different strategies, mutually consistent, that can be considered. They are simply outlined below; a number of current initiatives, such as the Right to the City Alliance’s work on transformative demands, and a variety of manifestos and declarations circulating on the web, provide much more detail and many other possibilities.

 

 

1.     Recognizing Practical Minority status

 

During this likely long waiting period, those desiring radical change must perforce recognize that, while  they may speak for the overwhelming majority of humanity, the 99%, they are not themselves anywhere near that number. Neither the exploited, nor thediscontented, nor the oppressed, by themselves constitute the 99%, and the active among them indeed are a relatively small number. Their hopes to achieve change rest on their cooperation with others who are similarly moved but not yet in action in the same direction.

 

That means, among other things, that electoral strategies under present rules will not work. The forces for change, absent a crisis, are unlikely to beat the 1% by reaching to the point of 51% or more. . That limits possibilities of a simple electoral strategy. The recent Wisconsin results in the recall election suggest the reality of the situation. The intensity of support does not directly translate into quantitative majorities.

 

3.     Direct Action.

 

Direct action, by itself an ambiguous term, here means the dramatic, visible, usually audible, demonstration, with their physical presence and actions, of the strength of a particular conviction, program support, criticism, opposition, as by marches, demonstrations, occupations, as of homes threatened with foreclosure or businesses or public or private spaces, strikes and picket lines, Jeremy Brecher’s article, noted above, gives many examples. They are important not only for those whose attention is caught by them among non-participants, but also for the participants themselves, as  way of solidifying solidarity and expanding united action.

4.     Illegal disruption: e.g. occupying Wall Street offices

 

The power of the police, ultimately the control of organized force by the 1%, is today in most situations adequate to prevent serious disruption and immobilize its practitioners. Physically defending illegal occupations has been tried in a few instances, e.g. Oakland, ineffectively. In a few cases, house occupations, mass picketing, there have been temporary successes, and, more important, increasing awareness of injustice. The symbolism of such actions can be potent; the actual results achieved by the use of “illegal” physical measures are likely under today’s circumstances to be negligible. Preventing furniture from being put out on the street in evictions, sitting in in factories, booing a speaker, can have some, but probably limited, effect. As the civil rights movement has shown, however, and Frances Piven and Richard Cloward have convincingly recounted in history,[22] under other circumstances the results may be dramatic, and unachievable by any other means.

 

It does seem clear that the situation in 1967 is not the same as that of today. Then, according to Nathan Glazer, quoted approvingly by Daid Patrick Moynihan:

 

…disaffected groups, whether blacks or the poor, or students, can act as if the state were a dictatorship, can gain wide sympathy for their position, and can maintain the kind of disruption that makes it impossible for many institutions important for the society to operate. Thus universities can be brought to a standstill. High schools and now even elementary schools can be disrupted…[23]

 

Similar examples today would be few and far between.

 

5.     Spaces of hope: Model-Building.

 

The idea that specific spaces could become examples of what a utopia might be like, or become the incubators of resistance that would produce basic social change, has been a fervent hope.  From Fourier to St. Simon to Robert Owen to Joseph Smith to the stalwarts of the California communes,[24] to some of the occupiers of Liberty Plaza, the effort to build model utopias has been seen as a promising route to broader social, but historically none have ever lived up to such expectations. They may in fact distract from a direct involvement in the on-going process of political confrontation and social action in the society as a whole, outside the model. Henri Lefebvre and David Harvey have stressed the role of cities a incubators and supportive battlegrounds for broader change,[25] but that is not the same thing as saying that efforts to produce particular places as “spaces of hope” is a practical priority in the struggle for social transformation,[26] although they may light the way to the desired shape of transformations that others produce.

 

If such spaces are not outward-looking, expansionist, actively proselytizing for, rather than just model building, they are likely to become simply an island isolated off the shore of the real economy and political life.

6.     The solidarity economy

 

Solidarity economic activities: worker ownership, bartering, cooperatives, autogestion, can be seen as sorts of “economic space of hope,” and have both the positive aspect of their spatial analogy and the same limitations. Embedded in a capitalist economy, they can rarely survive in areas subject to market competition in which the exploitation of labor plays a role, because by definition the solidarists won’t exploit, and so will have higher prices than those willing to pay less for the labor they use. Different incentives, stronger motivation, better skills, greater flexibility, may compensate to some extent, but the potential depends ultimately on the way such solidarity activities can be linked to broad systemic, transformative changes in the economy as a whole.

 

7.     Building coalitions, then alliances, around consistent demand

 

That single-issue coalitions, leading to multiple-issue alliances, are critical for strategic action is already well known and widely practiced. As an arbirary example, look at the protests at Bohemian Grove, in Monte Rio, California where annually “2,000-3,000 rich and wealthy men have gathered every summer for 133 years in a private 2,800 acre ancient redwood retreat to celebrate themselves with parties, entertainment, and speakers.”

 

The protest [against the gathering] will feature Occupy groups as well as other organizations including Code Pink, Peace and Justice Center, ANSWER Coalition, Project Censored, Bohemian Grove Action Network, Veterans for Peace, National Lawyers Guild, Round Valley Indians for Justice, and various others groups focused on key issues, such as climate change, human rights, Palestine, Cuban Five, and a living wage.[27]

 

Affirmatively calling together such coalitions, trying to cement them into lasting alliances, is an obvious route to g. Occupy can be a non-turf-threatening instrument to move in that direct. Doing some careful analysis of what groups are likely participants, perhaps using an analysis such as that here discussed, can make recruitment and solidarity more effective.

 

 

8.     Winning over those with inconsistent demands, including the tea party.

 

Activists, those with their roots among the exploited, the discontented, and the oppressed, and already seeking transformative change, are still a small minority in the population. But they in fact share the values and much of the life experiences of every-day life with many, many more, ultimately perhaps reaching close to 99%.  Every opportunity can be taken to find common ground with those not already engaged on the side of resistance. Highlighting shared values, pushing the links among them, exposing inconsistencies, carrying on continuing constructive dialogue with others whose have every reason to be sympathetic, is usually a better option than negative polemics or overt hostility. The self-identified “middle class,” who are insecure in their status, see their children with limited opportunities and increasing debt, , all those who the current crisis is already affecting are clinging to what they have with real fear for the future, those who, for instance, are a major constituency of the tea parties, should be a fertile (if often difficult!) target for persuasion.

 

9.     Taking advantage of weaknesses and contradictions within the 1%.

 

One can even imagine cooperation with some of the 1%, who are after all human beings also and have, despite their position within the 1%, the full range of human desires, emotions, and aspirations.

 

Who are the 1% , after all? Can they be part of the 99%? Ask Prospero, in Shakespeare’s The Tempest. He has controlled everything, made everything bloom, but at the expense of enslaving Caliban and the unfreedom of Ariel and all the other spirits of the island. He is touched by remorse, and voluntarily gives up his magical powers, and contents himself with his human ones. Realizing at last that he has accomplished all he can and should, he abjures power, and realizes he is mortal, a human, with death as the ultimate ending. His power, his magic, is real, but it is also an illusion. Like the magic of capitalism, converting relations among men and women into relationships among things, the fetish of commodities?

 

More realisstically, the 1% is hardly internally homogeneous.[28] Reactions of its members to the Euro crisis now in sway are sharp; it is hilariously described by John Mauldin.[29] In general, as Joseph Stieglitz has written, “There are good reasons why plutocrats should care about inequality anyway—even if they’re thinking only about themselves.´[30]  And there are sharply conflicting interests among members of the 1%. Real estate interests, for instance, have very material incentive to push housing costs up and up. Employers, on the other hand, have a direct interest in having housing available at rents and prices affordable to their employees, thus reducing the pressure on wages employers need to pay to get and keep workers.  Pressures for maximum develop of buildable open space is a goal of developers; it may stand in the way of tourist development or amenities for the rich. Donald Trump’s antics and developments are not universally favored by the 1%. Some billionaires support Obama, even if most support Romney. So he 1% is not homogenous, although structural pressures will always influence them to act in concert, and there is no reason those resisting some should not make temporary marriages of convenience with one or another of them opportunistically around specific issues.

10.           “Occupy” does not mean Fetishizing Space.

 

“Occupy” had, originally, a literal and spatial meaning. But clinging to that narrow focus for the movement is no longer useful.[31] See my Blog #5. In addition to the problems discussed there, three other weaknesses arise if the term “occupy” is assumed to have one and only one meaning. But when a campaign goes under the name of Occupy Our Homes, or joins campaigns to prevent foreclosures and evictions with the Home Defenders Leagues, occupying is meant literally, but as a positive for keeping the occupants of that which is occupied where they are, a defensive move rather than a demand for a change in occupancy. Further, occupations can be by forces and for purposes that most in the occupy movement would clearly oppose, as in the occupation of the West Bank by Israeli settlers taking over Palestinian-owned lands.[32] Finally, as pointed out above, “occupy” can have a no-spatial meaning, as in Occupy the Economy or Occupy the Euro. As suggested above, “occupy” in such cases simply means: “take militant action to transform.”

 

 

11.           Electoral Strategies..

 

The change desired by the occupiers will not be achieved through victories in any immediate electoral campaign, but neither are immediate elections a matter of indifference. This is a matter of tactics as well as strategy; the devil is in the details of how that role should be played. The discussions here are on-going; I doubt if there is a perfect answer. By and large, I would support the position of Robert L. Borosavage and Katrina vanden Heuvel of critical engagement;[33]  Jeremy Brecher speaks of it as a “non-electoral 99% opposition”

 

An opposition not to the Democratic Party or the Republican Party but to the corporate party of the 1 percent, which dominates the entire political system?[34]

 

It is a strategy that harks back to the identical strategy put forward by Rudi Dutschke in 19968, largely if only briefly and partially followed at least in Germany and France: that of an “APO”  an “AuserParliamentarische Opposition,” an opposition outside of Parliament. The devil will again lie in the details.

 

*    *   *    *

The argument for a transformative strategy, a strategy of concrete individual demands aiming them towards a transformation of the whole, is compelling, and I believe shaping such a strategy is already well under way.

 


[1] It is still unclear whether the current crisis is deep enough to to either cause splits and eakening on the conservative side or broad enough outrage on the radical side to produce braod structural changes; even basic sectoral changes do not seem imminent. The crisis does seem deep (David Harvey, Rick Wolff), but But time will tell.

[2] See the earlier blogs on the necessity of bringing large elements of the right, such as the tea party supporters, over to the side of transformative change., and the emphasis, in the writings of H. Marcuse and David Harvey, among others, on the need and the possibility of individuals remaking themselves as part of the social processes of change.

[3] Herbert Marcuse,  One-Dimensional Man, 1974, p. 197.

[4] See, for example, Joseph Stiglitz: “The 99 Percent Wakes Up,”

From Cairo to Wall Street’ edited by Anya Schiffrin and Eamon Kircher-Allen. 272 pp. The New

Press. $17, extract available at http://www.thedailybeast.com/articles/2012/05/02/joseph-stiglitz-the-99-percent-wakes-up.html

 

 

 

[5] See, for instance, Mark Purcell, 2008,  Recapturing democracy: neoliberalization and the struggle for alternative urban futures. Routledge: New York.

 

[6] Occupy Wall Street got glowing endorsements in both speeches and informal discussions [at the recent Labor Notes conference.]. You could see the influence everywhere from the transit workers€™ orange “Occupy Transit” t-shirts to the many references to the 1% and the 99%. In fact the official theme of the conference   was “Solidarity for the 99%.” Occupy Chicago was represented by Jan Rudolfo of National Nurses United and Andy Manos. At a labor education workshop, Steve Ashby of Occupy Chicago’s Labor Outreach spoke of the cordial relationship between Occupy Chicago and labor that helped create a number of solidarity actions including a march of thousands against the Mortgage Bankers Association who met at the Art Institute last fall. They Call Themselves the Troublemakers Union. By obboSphere.Daily Kos May 07, 2012 Available at http://www.dailykos.com/story/2012/05/07/1089585/-They-Call-Themselves-the-Troublemakers-Union

 

[7] My own piece on the mortgage foreclosure crisis might be another example.

[9] Housing & Land: A Need for Transformative Demands

Right to the City’s Transformative Demands Working Paper Series– Edition #1

 

[10] Free public education pre-school through graduate school is already one of  Quebec stludent demands: The Threat of Quebec's Good Example. Peter Hallward. The   B u l l e t: Socialist Project • E-Bulletin No. 647, available at June 6, 2012 http://www.socialistproject.ca/bullet/647.php#continue

 

[11] See for instance the tax proposals in The People’s Budget of the Congressional Progressive Caucus. For a brief summary, see David Moberg, “What Americans Want,” In These Times, June 2011, p. 20.

[12] It would thus recognize the political part of the argument Herbert Marcuse makes in The Aesthetic Dimension as to the inherently critical role of art. –the aesthetic dimension of discontent.

 

 

[13] only 4% voted to restrict salaries at a Wells Fargo meeting, despite an aggressive camaign. By E. Scott Reckard, Los Angeles Times , Protesters disrupt Wells Fargo shareholder meeting, April 25, 2012, available at

  1.                      I.            Protesters disrupt Wells Fargo shareholder meeting. And see Huffington Post, “99% Spring Has Sprung: Shareholder Actions Underway Across the County,” Mary Bottari of the Center for Media and Democracy catalogs some of the actions that Occupy groups, unions, and community organizing groups have planned for May Day as part of ongoing campaigns to challenge corporate America.

 

[14]

 

 

[15] From Rebuild the Dream

[16] I use the term “ideology” in the sense of a set of explanatory theories relating to observed social developments, rather than the more specialized meanings of Karl Mannheim and the Frankfurt School, which should also be brought into play here, but transgress the bounds of this article.

[17] Again, I use the term “culture” in its anthropological sense, including, for instance, sense of ethnicity, or sexual orientation, rather than in its cultural studies sense. For definitions and sources see Marcuse, Peter. 2007.”The Production of Regime Culture and Instrumentalized Art in a Globalizing State.” In Globalizations, vol 4, no. 1, March, pp. 15-28. Reprinted in Globalization Of The World Economy,  ed. Manfred Steger, Series Editor: Mark Casson. Edwin ‘Elgar: Cheltenham, 2012.

[19] Blog #17 –poverty, inequality power,– the moral and/ideological basis of the resistance is an attempt under development to be more detailed than the discussion here.

[20] For the importance of ideology in Vietnam, see http://links.org.au/node/2891. “Growth, but not at any cost,” seems a wishy-washy position of the VCP.

[21] Nelson Lichtenstein, in  http://newlaborforum.cuny.edu/

[22] See Poor People’s Movements.

[23] Nathan Glazer, “For White and Black Community Control is the Issue,” The New York Times Sunday Mgazine, April 27, 1968; quoted approvingly by Daniel Patrick Moynihan in Maximum Feasible Misunderstanding, p. 2ne. 1970, p. xi-xii. Interestingly, “acting as if the state is a dictatorship” is a plague on many analyses. See Peter Marcuse,“The Myth of the Benevolent State and “The Myth of the Malevolent State.”

 

[24] Perhaps even from St. Augustine. See my  Blog, :On reading David Harvey on the Tarmac with the Help of Jesus.”

[25] See his Spaces of Hope and Rebel Cities. Both effectively argue the potential of the recognition of space, , particularly both in and of cities,as a factor in supporting efforts for radical change.

[26] See Blog #  , On Fetishizing Space.

[28] See the discussion in Blog # .

[30] Joseph Stiglitz, The 1 Percent’s Problem, VaityFair, May 31, 2012, available at http://www.vanityfair.com/politics/2012/05/joseph-stiglitz-the-price-on-inequality

[31] See Roger Keil, “’Occupy the strip malls’: Centrality, Place and the Occupy Movement,” http://suburbs.apps01.yorku.ca/2011/11/17/%E2%80%9Coccupy-the-strip-malls%E2%80%9D-centrality-place-and-the-occupy-movement. November 17th, 2011

 

[32] See also the reaction of movements in Vancouver, New York, and Boston in the context of the rights of indigenous peoples to land taken over by their present occupants, http://www.democracynow.org/seo/2011/10/11/indigenous_groups_at_occupy_wall_street.

[33] “A Politics for the 99 Percent,” The Nation, June 25, 2012, pp. 18-21.

Blog #15 – The Right to the City and Occupy: History and Evolution.


Blog #15 – The Right to the City and Occupy: History and Evolution.[1][2]

 

A.     History: Rise, Defeat, and New Life of the Resistance Movements

 

Capitalism, early fostering industrialization but not identical with it, has created wealth and technological development, but in a manner also increasing exploitation and discontent and never including all in its benefits. In its early phases it was accompanied by increased immiseration as its processes of production produced a poorly paid working class, part of which was inevitably relegated to lives of poverty.

 

As it developed, its productive capacity increased exponentially, and, perhaps already in the years after World War I, created the potential to have prosperity with poverty, providing a decent standard of living for all within its compass. Colonial expansion contributed to that ability, but after World War II the advance of globalization also permitted, in theory at least, the sharing n that prosperity around the world

 

After World War II, the strength of anti-colonial movements and wars of liberation in Africa, Asia, and Latin America, on the one side, and the increasingly obvious ability of society to produce wealth sufficient for all, made the gap between the potential and the actual more and more visible. The welfare state, introduced originally to maintain an inequitable distribution of wealth and power, as by Bismarck in Germany, or to avoid injury to the holders of that wealth and power, as in the early English and continental European public health, or to facilitate the smooth functioning of the system as it was,  made the surviving inequalities and miseries glaringly evident. Rapidly increasing urbanization made social problems glaringly visible in concentrated forms and concentrated locations. The growing disparity between what would today be called the 1% and the 99% was increasingly hard to conceal.

 

As an objective matter, it was not hard to conclude that even utopia was possible. The “end of utopia” was a formulation[3] that began to make sense, suggesting that the possibility of utopia was no longer utopian, bt achievable in reality. The realization, also phrased as “another world is possible,” helped inspire the waves of unrest that washed up in cities and countries around the world in the 1960, peaking in 1968.

 

The tension between what could be and what was, embodied in the resistance of the 99% to the rule of the 1%, erupted in revolutions in 1918, most abortive, one, in Russia, successful but without needed social or political transformation in Russia. but pressure to accelerate industrialization undermined effort at peaceful and relaxed democracy, and went under.  It was possibly the last great pus for power to the industrial proletariat, although in a country in which the proletariat was itself underdeveloped.

 

After World War II a new configuration of resistance developed. The unrest of 1967-8 was functionally an anti-capitalist movement, if without an explicit ideological position on the shape of the alternative it was pursuing. It combined disparate elements: the forces of those resisting economic exploitation, those discontent with and alienated  from the existing structures of  domination, and those excluded from the benefits of that structure.  Its roots were those that today make up the activist component of the 99%

 

It was a heady mix, perhaps most visible on the streets of Paris in 1968, but with manifestations around the world on university campuses and streets and public places, in imperial centers and colonialized peripheries around the world.  Even revolution seemed to be on the agenda.

 

But it was not to be.

 

Exploitation and alienation has produced, over the long course of history, various forms of organized resistance to capitalism, up to and including revolution;

revolutions[4] that have fundamentally transformed both economic and political structures. The means used have varied from (marginally) legal to violent illegal: appeals to constitutional rights, electoral campaigns, mass demonstrations, mass strikes, physical disruptions at various scales, occupations, terrorist tactics, armed insurrections. [5]

 

The large-scale popular actions of the 1960’s, culminating in 1967-8, were a high point in significant resistance in the post-World War II period. But it was defeated. Electoral victories turned to Thatcherite defeats;[6] strikes were suppressed and lost; disruptions, a la Weathermen or Baader-Meinhof, has not visible impact on policies or structures; physical disruptions were small scale, tolerated, or suppressed, lawsuits produced gains, but hardly revolutionary ones. The power of the establishment was too strong to be defeated by force, economic changes weakened the power to disrupt and representative democratic structures weakened electoral opportunities.  Membership in labor unions declined in numbers and in militancy, The New Left declined in organized strength, SDS dissolved, Rudi Dutschke was assassinated, the greens took over some critical content in attenuated form, the media’s ideological force grew ever more subtle and pervasive, , the Weathermen were effectively outlawed and suppressed, the criminal justice system incapacitated the most oppressed and exploited.

 

Some believe that, despite these dangers, “we are on the threshold of a new era.”[7]

I believe there is much to do before we get there.

 

All of the factors that produced widespread opposition and militant resistance are still there. The pressures for major social change continue, if increasingly below the surface, but, given the strength of the opposing forces, the objective possibility for revolution is slim to non-existent.

 

Revolution is no longer on the agenda.[8] As David Harvey, with David Wachmuth, says, “throughout the world we are not in a revolutionary moment”[9].

 

Since the causes of the desire for revolution, the exploitation and discontent and oppression, remain, what do the forces desiring revolution do when revolution is not on the agenda?

 

The anti-capitalist character of the 1968 movements has adapted to this situation with significant changes as it has resurfaced in movements such as the Right to the City, based on the exploited and the oppressed, and the Occupy movement, based largely on the discontented. These are where the impulses of 1968 have resurfaced today, augmented by the effects of globalization. Within both younger movements, the absence of revolution on the agenda has been recognized, and although their basic impulses remain the same, they have changed in their approaches, recognizing the realities of the situation.  The strategies of the Occupy movement and the Right to the City are parallel in ultimate desire but different in constituency and origin. They are still open, and are partly converging;

 

The history just recounted has led to significant changes in who the potential full 99% are, and what specifically the protest component of the 99% (the 15.5%, taken here to be represented  by the Occupy and Right to the City movements) has become today  and what its future might.

 

To turn now to the reactions of protest movements to the new situation in which revolutionary change is not on the agenda but is still deeply desired, using the response of the Occupy Wall Street movement and the Right to the City Alliance as the examples.

 

The history of Right to the City and Occupy as organized movements is revealing.

B.      The Death and Life of the Right to the City Movement[10]

 

Right to the city as the Alliances, roots in Lefebvre’s framework, but other similar movements: National People’s’ Action, Take Back the Land National Economic and Social Rights campaigns.

 

The right to the city slogan[11] has been taken up in three ways:

 

1.     Right to the City One: The ideological concept. [12]

 

The right to the city is a slogan that has caught on, and is used as a framework for much of the activity covered by Right to the City Three. The concept in its modern meaning was developed in 1968 by Lefebvre and popularized in the demonstrations in Paris and other cities. In Lefebvre, the city, the urban, is seen not as the existing, but as the alternative content in a new society, perhaps implicitly assumed to be socialist in Lefebvre’s somewhat undisciplined writings. There is by now an enormous literature on this, with many open questions as to precise meaning.[13]

 

In Lefebvre’s usage the right to the city is a “cry and a demand,” a slogan that legitimates and ties together many concrete demands but is not limited to them, but envisages a revolutionary change in what current cities are.

 

But Henri Lefebvre’s resuscitation of the right to the city as a slogan in the context of the urban unrest of the 1960’s deserves close attention today. Literally, its meaning is perverse, in terms on the intent of its users, yet symbolically it is exactly right. The formulation of what is desired as a “right” assumes an existing structure of rights, whereas Lefebvre intends it as a call to change those rights. “City” in its ordinary usage, means the existing city; that is precisely the opposite of what Lefebvre intends. Common to most understandings is that the term “city” is used, not to mean the existing city, but as a synecdoche, a metaphor, for a society implementing an idealized vision of what urban life could and should be, that “right” is taken as a moral claim, not a legal proposition. Lefebvre does not pay explicit attention to the means by which the city he speaks of would be brought about. When he speaks of an urban revolution, he is speaking of the transformation of society from an industrialized to an urbanized contour, not a set of actions that would produce a further change. The “cry and demand” formulation, with the cry being the protest of the oppressed and the demand that of the exploited and discontented, is a post-Lefebvre interpretation.[14]

 

The frequent linkage of the slogan with the “urban” requires interpretation to bring out the class content it covers. Yet, because of the moral substance of the claim it represents, and because the city to which it refers is not only a future goal but also the present site of key conflicts necessary to achieve that goal, it is a proud slogan, and its use by so many social, political, and economic movements, if radically interpreted, deserves full support. If the agents of radical change are so often urban based, and if it is indeed the one written on their banners, it can be proudly followed

 

The appeal of the formulation has also been strong in academic circles.  And excellent summary is provided by Katie M Mazer, Katharine N Rankin:[15]

 

The `right to the city’ is a formulation for demanding social justice that has gained considerable resonance on the left, not just in academic circles (eg, Goonewardena, 2008; Harvey, 2008; Mitchell, 2003; Purcell, 2002) but in broader social movements. For those who seek to engage critical theory for the pursuit of social justice, this formulation offers a way to pose basic, potentially transformative, questions: What is the city for? Who gets to live here? Who decides and how? At the most basic level, the right to the city is the idea that everyone, but especially the disenfranchised, has the right not only to `stay put’ in her city and neighbourhood but also to shape and influence the place where she lives (Hartman et al, 1982).

 

The appeal of the `right to the city’ framing lies in its power to take our research beyond questions of access to housing and physical space and to encompass broader questions about meeting human needs for self-realization and self-determination and achieving access to one’s neighborhood, city, and society. It also helps to shift our analysis away from a particular sector housing being the most predominant in the literature and to emphasize the right to a totality in which both material and procedural demands are at stake. We argue that such an ethical perspective on gentrification embedded in a moral claim to the right to the city can best be articulated by starting from the experiences of those who are at the greatest risk of displacement, and from there documenting disruptions to what we call social space.

 

2.      Right to the City Two: the liberal version

 

Here the slogan becomes an abstract statement of theoretical human rights, as in Declarations of the Rights to the City in the World Charter[16], the European Charter on Women, and other international conferences.[17] It includes an assembly of separate programmatic immediate realistic goals, seen as achievable and enforceable with the prevailing systems of law and governance. It has a potential to assist in bringing together at an international level, many complimentary campaigns and organizations, but it is only thinly linked to Right to the City One. [18] The liberal usage in such charters generally shies away from challenging capitalism as such, and rather seeks to establish the rights they contain within the framework of the existing social, political and economic systems within which the Charter is proposed.

 

3.     Right to the City Three: Alliance on Individual Issues.

 

The use that reflects the existing practice, urban social movements/organizations banding together in a Right to the City Alliance, an assemblage of specific diverse groups, ranging from the homeless to GLBT, to welfare recipients, to public housing tenants, etc., addressed by more or less militant action but within the system. The transformative nature of the demands made may or may not lie in the background, but the view that the problems are caused by common characteristics of the system is nevertheless shared.

 

It is of the essence of the claim and the organizations forming the movement that they are multiple and diverse.

 

As the Right to the City organization in Hamburg formulates it:

 

Wir sind wütend – und das aus den unterschiedlichsten Gründen.[19]

 

But the differentiated grounds, in the in the right to the city organized movement, the Allilance in the  United States , is made of of groups with conrete demands: homes for the homeless, a living wage for the exploited,ending discrimination for the LGBT, decent support for those on welfare – look at list of the groups in the New York City  alliance.

Committees Against Anti- Asian Violence
Community Voices Heard
FIERCE (African-American LGBT)
FUREE (Families United for Racial and Economic Equality )
Good Ole Lower East Side (GOLES)
Jews for Racial and Economic Justice
Make the Road NY (Latino, working class)[20]
Mothers on the Move
Picture the Homeless
Queers for Economic Justice
Teachers Unite
VOCAL NY (formerly NYC Aids Housing Network)

Or the member groups in Hamburg.[21]

 

The web site of the Right to the City Alliance provides the following history:

 

Right to the City was born out of desire and need by organizers and allies around the country to have a stronger movement for urban justice. But it was also born out of the power of an idea of a new kind of urban politics that asserts that everyone, particularly the disenfranchised, not only has a right to the city, but as inhabitants, has a right to shape it, design it, and operationalize an urban human rights agenda.

 

In the realm of ideas, a key resource and touchstone is “Le droite à la ville” (Right to the City) a book published in 1968 by French intellectual and philosopher Henri Lefebvre.  In the sphere of human rights, this powerful idea was adopted by the World Urban Forum and elaborated into the World Charter of the Right to the City in 2004. Building from these ideas, and forward looking grassroots organizing, the Right to the City Alliance was established in January 2007. [22]

 

4.     The Future: The Dangers Ahead

 

The Right to the City movement is in danger, internally, of: 1) fragmentation (e.g. members act independently, alliance as such is sclerotic;; 2) loss of ideological vision of comprehensive change framework and goal (e.g. the ideological confusion of the existing city with the urban society, the balancing of the need for immediate victories with the need to preserve long-term perspective); 3) resistance to unity with the discontented (e.g. allies kept at a distance, only we are the poors, worry about levels of trust); 4) letting the achievement of limited but important rights become the limited goal of its key campaigns (e.g. the right to sleep on park benches).

 

The right to the city movement is in danger externally from: 1) the media barrage, and its academic feeders, sanctifying the “middle class” as the favored targets of public support, extolling the private market as the superior determinant of government objectives; 2) public “austerity” measures making the struggle to survive aa-consuming of time and energy; 3) forcible repression and criminalization of protest (e.g. stop and frisk, racial profiling, criminalization of conduct, restrictions on the use of public space)

 

C.      The Four Faces of the Occupy Movement

 

What Occupy is: part of a long tradition. The discontented, the heart of Occupy Wall Street, class directed, but other Occupies are simply deeply felt discontents with various sectors, places, formal relationships. In the tradition of many early resistance movements, most recently, the movements of 1968, , the World Social Forums, the self-consciously civil society.[23]

 

1.     Occupy One: Class Targeted Discourse.

 

Wall Street as symbolic of the ruling elite, l% if not just income.  Wall Street as representative of the ruling elite, seen as in conflict with the 99%, rejecting compromise/consensus seeking solutions. . Aimed at raising consciousness, affecting the discourse, getting picked up by others e.g. in election campaigns, and eschewing specific concrete “demands” and programmatic goals in favor of principled positions. Seeking transformation in the social structure as a whole.  But avoiding, avoiding direct dealing with issues of power and real-politik; wanting a revolution, but without being in a position to plan revolutionary action.

 

2.     Occupy Two: Physically Taking Over Spaces.

 

Literally, occupy spaces, originally those directly symbolic of and/or located in the heart of the beast, as in Zuccotti Park, or Oakland.  The expansion of this approach to site occupation to explore the uses of public space in particular, and to focus on the democratic aspect of arrangements for the provision and use of public space, is consistent with Occupy One, but something of a dilution of its confrontational and class-related aspect., dealing with much less than the systemic whole of the former.  But it can lead to what I have called a fetishized conception of space.[24]

 

And the term Occupy in Occupy Wall Street does not centrally mean occupy the space of that street or its buildings. That sense, the literal sense, of the term “occupy” derives from Occupy Wall Street’s historical origin, but its meaning has developed far beyond the spatial.

3.     Occupy Three: An Umbrella Function.

 

All Occupy groups have been very openand supportive of other campaigns that they see as moving in the same direction as their own broad vision. This includes both campaigns with immediate and limited goals, e.g. picket lines at anti-union employers, as well as less immediate goals, as in  in Occupy Los Angeles, , or Occupy the Economy, or Occupy Columbia, or Occupy Production. Here Occupy has by and large subordinated its transformative approaches to the immediate needs of the action it is supporting, including those of the right to the city movement.

 

‘We are the 99%’ was a prescient slogan that captured one version of reality – that those who drove our country off a cliff with criminal financial speculation represent a very small group, and that their actions harmed everyone else.

But since then, a new kind of reality has emerged, one where groups are focusing on their core issues, constituencies and competencies. Students are organizing around student debt, foreclosure victims are organizing to stop evictions, etc.
Let’s remember though, that the birth of #Occupy was when we all came together. It happened then, it happened on May Day, and it will happen again. [25]

 

4.     Occupy Four: Occupy as Process.

 

From the start, Occupy groups have been very conscious of their internal procedures of discussion and decision-making. Occupy spatial encampments are seen by their participants as models of what democratic processes would be. The General Assemblies, at which all members can speak and vote, with instant voting by show of hands and hand gestures, with 90% majority requirements and attention being given to the varying strength of individual objections, are all seen as prototypes of how a society as a whole might operate. Attention is not, however, to my knowledge, focused on how such techniques might be carried over into actual governmental or organizational procedures outside of the encampments.

 

5.     The future: The Dangers Ahead

 

The Occupy movement is in danger, internally, of 1) the fetishization of space, particularly public space, by the circumstances of its organizational birth in physical occupations; ;and thus 2) letting the movement be seen as one whose major concern is with the use of public space 3) fragmentation, into the support of others’ limited campaigns (the pressure to formulate “concrete demands;” 4) depoliticization because of adoption of a model-building strategy with a focus on internal super-participatory democratic procedures (see Blog #16 strategies below)..

 

The Occupy Wall Street movement is In danger externally of 1) cooptation (rights claim  made harmless by being defined as legal rights; 2) displacement of source of difficulty, capitalism, into a psychological backlash based on “values” religious fundamentalism, national chauvinism (the tea parties); 3) the physical force of the state (the criminalization of protest.4) cooptation by commiseration (we are all with you, 99% of us, even the 1%, such as Warren Buffet and Bill Gates); 5) being made harmless by the structure of the political system (either swallowed within a power-seeking political party or diverted to waste its energies in electoral campaigns; 6)  excluded from any influence by charges of irrelevance and utopianism; 7) restrictions on the use of public space (but see Blogs #4 and  #5).

 

But there is also a danger that the Occupy movement gets to be seen as the left’s tea party. It is a very factually false analogy. The tea party is financed by large sums from the most reactionary of billionaires. It has no coherent ideological position, even negatively: it talks of opposing big government, but its backers desperately need big government to survive and secure their roles in society. Its political strategy is entirely different: it places major emphasis on electoral politics. Its demonstrations are mean-spirited, intolerant, thoughtless, aggressive.

 

There is a certain over-lap in motivations between the tea parties and Occupy; see above, but that does not lead to Occupy being the left equivalent of the tea party.


[1] I am aware that the discussion here, and to a large extent throughout tis paper, does not considers the global aspects both of capitalism and the reactions to it only very briefly, and is very “Western” centered. In fact, the imperial exploitative relations between the industrially developed countries of the west and what Samir Amir calls the tricontinentals, Asia, Arica, and Latin America, play a key role both in the advances produced by advanced capitalism and the resistance to it. See Samir Amin,  in Monthly Review.

[2] From blog death and life version 3, much modified.. Some used. See not used, and  also terrorism and globalism.

 

[3] See Marcuse, Herbert. “The End of Utopia.” [Ramparts, April 1970, pp. 28-34] in Five Lectures: Psychoanalysis, Politics, and Utopia. Boston: Beacon Press, 1970, pp. 62-82.

 

[4] “Revolution” is a term with an accepted historical meaning, but its usefulness today is less certain. It is certainly possible that revolutions, in their traditional sense of abrupt and partially violent overthrow of existing class structures and relations of domination, will not be seen but that radical changes in such structures will come about by mixed means and only site-wise. To avoid that discussion, the term preferred here as equivalent today to the older concept of revolution is “transformative change.”

[5] The list can be extended and more nuanced; Cite Tilly and my piece

[6] U. S. presidential elections are symptomatic, if wildly subject to interpretation. But in 1964 Lyndon Johnson defeated Barry Goldwater by a landslide; in 1968, Richard Nixon defeated George McGovern by a hair, and did not get the right-wing vote of George Wallace; from there on the long-term trend is to the right. http://www.infoplease.com/ipa/A0781450.html has the figures.

[7] See, for example, Joseph Stiglitz: “The 99 Percent Wakes Up,”

From Cairo to Wall Street’ edited by Anya Schiffrin and Eamon Kircher-Allen. 272 pp. The New

Press. $17, extract available at http://www.thedailybeast.com/articles/2012/05/02/joseph-stiglitz-the-99-percent-wakes-up.html. Or, from the early days of Occupy Wall Street,  Roger Keil: “Revolutions are measured in four digits: 1789, 1848, 1871, 1917, 1968, 1989. 2011 is gearing up to take its rightful place among those iconic years.” “Occupy the strip malls”: Centrality, Place and the Occupy Movement, November 17th, 2011, available at http://suburbs.apps01.yorku.ca/2011/11/17/%E2%80%9Coccupy-the-strip-malls%E2%80%9D-centrality-place-and-the-occupy-movement/

[8] Although it surfaces on some occasions. In ontreal, after a protest of some 500,000 against new restrictive legislatin against demonstratons, a young protestor was asked, “well, what’s next on the agenda?” His answer: “revolution!”

[9] In  ———Brenner, Marcuse, and Mayer, Cities for People, Not for Profit, p. 273.

[10] For background see Marcuse, see aWhat Right toWhat City5, in process.

[11] David Harvey appropriately acknowledges that the right to the city formulation is “an empty signifier full of immanent but not transcendent  possibilities.  This does not mean it is irrelevant or politically impotent.  Everything depends on who gets to fill the signifier with revolutionary as opposed to reformist immanent meaning.” Rebel Cities, Chapter 5.

[12] Merrifield. A. (2011a) “The Right to the City and Beyond: Notes on a Lefebvrian Reconceptualization,” City: Analysis of Urban Trends, Culture, Theory, Policy, Action, June-August, Vol.15, Numbers 3-4, pp473-481See the work of David Harvey, Neil Brenner, Andy Merrifield, Ed Soja, Peter Marcuse, and many many others.

[12]

 

[14] See Marcuse, Peter. 2011. “From critical urban theory to the right to the city : What right, whose right, to what city, how?” in Cities For People, Not For Profit: Critical Urban Theory And The Right To The City, Neil Brenner, Peter Marcuse And Margit Mayer, eds

[15] “The social space of gentrification: the politics of neighbourhood accessibility in Toronto’s Downtown West.”  Katie M Mazer and Katharine N Rankin, Environment and Planning D: Society and Space 2011, volume 29, pages 823-4.

[16] Elaborated at the Social Forum of the Americas (Quito, Ecuador – July 2004) & the World Urban Forum (Barcelona, Spain – September 2004) See my paper, Marcuse, Peter, “Rights in Cities and the Right to the City?” in Ana Sugranyes and Charlotte Mathivet (editors), 2010, Cities for All:  Proposals and Experiences towards the Right to the City, Habitat International Coalition, Santiago, Chile, pp. 87-98, also available at http://www.hic-net.org/content/Cities%20fol%20All-ENG.pdf.

[17] On July 13, 2010 Mayor Marcelo Ebrard of the Federal District of Mexico signed the Mexico City Charter for the Right to the City.

[18] See Marcuse, Peter, “Rights in Cities and the Right to the City?” in Ana Sugranyes and Charlotte Mathivet (editors), 2010, Cities for All:  Proposals and Experiences towards the Right to the City, Habitat International Coalition, Santiago, Chile, pp. 87-98, also available at http://www.hic-net.org/content/Cities%20fol%20All-ENG.pdf.

[19] “We are mad – and out of the most diversereasons.” http://www.rechtaufstadt.net/.

[21] 8DMAtribe | Abbildungszentrum | Aktionsbündnis Entschlossen OFFEN! | AKU – Arbeitskreis Umstrukturierung Wilhelmsburg | Altes Zollhäuschen hinterm Elbtunnel | Andere Umstände | Anwohnerini-Schanzenviertel | Apfelbaum braucht Wurzelraum | Arbeitskreis Lokale Ökonomie e.V. | ASP Eimsbüttel- Nord e.V. | Ateliergemeinschaft “Heini Quartorze” | Avanti – Projekt undogmatische Linke | Bambule | BellaStoria Film | Bildungsstreik Hamburg | BRAKULA | Brandshofer Deich bleibt | Buttclub | Café Knallhart | Centro Sociale | dock europe e.V. | Einwohnerverein St. Georg | Elbtreppenhäuser | Emil-Andresen-Initiative | Es regnet Kaviar | Euromayday HH | fairies&cyborgs | Fanladen St.Pauli | Frappant e.V. | FAU Hamburg | Freies Netzwerk für den Erhalt des Schanzenparks | Freizeithaus Kirchdorf-Süd | FSR Germanistik | GEW Hamburg | Gewerkschaftliche Hochschulgruppe HH | GWA St. Pauli e.V. | Gartenkunstnetz e.V. | Golden Pudel Club Hamburg | Grünzug Altona | Hände weg vom Isebek | HafenVokü | Hamburg brennt | Hamburgs Wilder Osten (HWO) | Hedonistische Internationale – Sektion Glück in der Großstadt | HUDE – Jugendsozialarbeit in Hamburg-Nord | Hunde-Lobby e.V. | HWP wieder in Bewegung | Jour Fixe der Gewerkschaftslinken Hamburg | Jugendgruppe Grunewaldstrasse e.V. “Get-to”| Kein IKEA in Altona Bürgerinitiative | Kirchengemeinde Altona-Ost | Komm in die Gänge! | Landesarbeitsgemeinschaft Schuldnerberatung Hamburg e.V. | LINDA e.V. | LOMU | MädchenOase – Dolle Deerns e.V. | Mieter helfen Mietern Hamburger Mieterverein e.V. | Mietshäuser Syndikat HH | Molotow | Monkeydick-Productions | Moorburgtrasse stoppen | nachtspeicher23 e.V. | Nautilus Buchhandlung | Nicos Farm e.V. | Not In Our Name, Marke Hamburg | No BNQ! | Noya Hamburg | OZM – Schanze | Palette e.V. | Park Fiction | Pferdemarkt bleibt! Initiative | PLANETkamp | Plenum Hafenstraße | quartieren.org | Regenbogen/Alternative Linke Uni Hamburg | ROBIN WOOD Regionalgruppe Hamburg/Lüneburg | Rock’n’Roll Hotel Kogge | Rote Flora | Rote Szene Hamburg | Schlupfloch – Gästewohnungen für obdachlose Jugendliche in Rahlstedt | SKAM e.V. | Solidarische Psychosoziale Hilfe Hamburg (SPSH) e.V. | SOPO -Sozialpolitische Opposition Hamburg | Stadtteilbüro Mümmelmannsberg | Stadtteilladen Eimsbüttel | St. Georger Bürgerinitiative Ohne Mix is nix! | St. Pauli-Archiv e.V. | Streetlife e.V., Straßensozialarbeit Rahlstedt | TammTamm, Initiative “Künstler informieren Politiker” | Tanzinitiative Hamburg e.V. | Uebel & Gefährlich | Übersleben – Theaterproduktion | ver.di Hamburg | Verlag Assoziation A | Villenbrechen | Vokü Planwirtschaft | Vorwerkstift | Washington Bar | Weltenlos e.V. | We make the City | Wohnprojekt Bahnhofstr. e.V. | Wohnprojekt Eschenhof | Wohnprojekt Inter-Pares | Wohnprojekt Jägerpassage | Wohnprojekt Ludwigstraße | Wohnprojekt Omaba | Wohnprojekt Parkhaus | Wohnprojekt Schanzenstr. 41a

http://www.rechtaufstadt.net/

[23] The World Social Forum (WSF) is an annual meeting of civil society organizations, first held in Brazil, which offers a self-conscious effort to develop an alternative future through the championing of counter-hegemonic globalization. Some consider the World Social Forum to be a physical manifestation of global civil society, http://en.wikipedia.org/wiki/World_Social_Forum

[24] See Samuel Stein, “Sites Speak Louder than Words,”  Progressive Planning,  no 190, Winter 2012, p. 2-ff. Note the title.

[25] From the Newesletter of the New York City General Assembly, available at http://ows.occupy.li/civicrm/mailing/view?reset=1&id=106